ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2013

Position Statistics

Total Positions 284
New Positions 21
Increased Positions 101
Decreased Positions 124
Positions with Activity 225
Sold Out Positions 26
Total Mkt Value (in $ millions) 2,185

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 7.55%
Conglomerates 0.2%
Consumer Cyclical 0.5%
Consumer/Non-Cyclical 2.47%
Energy 5.48%
Financial 27.63%
Healthcare 15.24%
Services 11.63%
Technology 18.73%
Transportation 1.64%
Utilities 1.99%

284 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NOVO-NORDISK A S ADR 13,984 33 .24 316,735
GENERAL ELECTRIC CO COM 13,539 738 5.76 509,753
CME GROUP INC COM 13,252 -813 (5.78) 191,230
ENTERPRISE PRODS PARTNERS L P COM 10,618 -146 (1.35) 145,552
MCDONALDS CORP COM 9,269 -1,769 (16.03) 92,457
PRECISION CASTPARTS CORP COM 9,085 53 .59 35,326
BRISTOL MYERS SQUIBB CO COM 9,047 106 1.18 182,907
NEXTERA ENERGY INC COM 9,012 111 1.25 93,299
ISHARES TR CHINA ETF 8,283 -1,653 (16.64) 182,328
BERKSHIRE HATHAWAY INC DEL CL B NEW 7,883 444 5.97 61,985
MASTERCARD INC CL A 7,673 1,535 25.01 103,510
PHILIP MORRIS INTL INC COM 7,518 -214 (2.77) 90,413
CABOT OIL & GAS CORP COM 6,089 216 3.69 174,366
GOOGLE INC CL A 6,012 1,589 35.93 11,065
GOOGLE INC CL C 5,932 1,568 35.93 11,065
ISHARES MSCI JAPAN ETF 5,806 4 .06 519,322
NATIONAL OILWELL VARCO INC COM 5,248 49 .95 63,718
SPDR S&P 500 ETF TR TR UNIT 4,931 4,508 1,067.90 26,453
WESTPORT INNOVATIONS INC COM NEW 4,880 -414 (7.81) 361,775
ISHARES MSCI UK ETF 4,873 -595 (10.88) 233,155