ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2015

Position Statistics

Total Positions 245
New Positions 13
Increased Positions 100
Decreased Positions 98
Positions with Activity 198
Sold Out Positions 19
Total Mkt Value (in $ millions) 3,321

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.04%
Capital Goods 6.46%
Conglomerates 0%
Consumer Cyclical 1.36%
Consumer/Non-Cyclical 4.86%
Energy 3.93%
Financial 20.4%
Healthcare 10.8%
Services 18.98%
Technology 15.92%
Transportation 3.64%
Utilities 6.25%

245 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SEAGATE TECHNOLOGY PLC SHS -781 Sold Out 0
TYCO INTL PLC SHS -185 Sold Out 0
UNITED STATES CELLULAR CORP CALL SR NT 60 -2,044 Sold Out 0
UNITED STS SHORT OIL FD LP UNITS -208 Sold Out 0
WIND ENERGY AMER INC COM New 30,000