ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,430

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.54%
Capital Goods 6.7%
Conglomerates 0.22%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 2.36%
Energy 11.18%
Financial 21.69%
Healthcare 12.94%
Services 8.87%
Technology 19.86%
Transportation 2.4%
Utilities 4.3%

249 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NOW INC COM -478 Sold Out 0
OCWEN FINL CORP COM NEW -10,263 Sold Out 0
PPL CORP CORP UNIT CONSIS -201 Sold Out 0
PROTO LABS INC COM -24,509 Sold Out 0
RAYONIER ADVANCED MATLS INC COM -583 Sold Out 0
REGENERON PHARMACEUTICALS COM -48,798 Sold Out 0
WESTPORT INNOVATIONS INC COM NEW -4,467 Sold Out 0
WISDOMTREE TR JAPN HEDGE EQT -56,599 Sold Out 0
WORKDAY INC CL A -39,636 Sold Out 0