ROOSEVELT INVESTMENT GROUP INC
317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 282 |
| New Positions | 23 |
| Increased Positions | 92 |
| Decreased Positions | 140 |
| Positions with Activity | 232 |
| Sold Out Positions | 35 |
| Total Mkt Value (in $ millions) |
2,425 |
Sector Weighting
| Basic Materials | 9.16% |
| Capital Goods | 5.81% |
| Conglomerates | 0.31% |
| Consumer Cyclical | 2.73% |
| Consumer/Non-Cyclical | 7.4% |
| Energy | 8.95% |
| Financial | 23.91% |
| Healthcare | 13.25% |
| Services | 16.44% |
| Technology | 8.53% |
| Transportation | 1.24% |
| Utilities | 1.73% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
282 Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| COMCAST CORP NEW | NT 61 | 205 | 5 | 2.61 | 7,875 |
| SENOMYX INC | COM | 190 | 190 | New | 90,760 |
| NEW YORK CMNTY BANCORP INC | COM | 154 | New | 11,200 | |
| FRONTIER COMMUNICATIONS CORP | COM | 47 | (0.45) | 10,537 | |
| CAPSTONE TURBINE CORP | COM | 17 | New | 20,000 | |
| HYPERDYNAMICS CORP | COM | 11 | 11 | New | 20,000 |
| WIND ENERGY AMER INC | COM | New | 30,000 | ||
| APACHE CORP | COM | -243 | Sold Out | 0 | |
| BANCO MACRO SA | SPON ADR B | -218 | Sold Out | 0 | |
| BARNES & NOBLE INC | COM | -24,793 | Sold Out | 0 | |
| CAPITAL ONE FINL CORP | COM | -56,676 | Sold Out | 0 | |
| CONOCOPHILLIPS | COM | -224 | Sold Out | 0 | |
| CTC MEDIA INC | COM | -850 | Sold Out | 0 | |
| DIGITAL RLTY TR INC | PFD-F | -262 | Sold Out | 0 | |
| ELAN PLC | ADR | -9,452 | Sold Out | 0 | |
| GENERAL ELEC CAP CORP | PUB INCM NT PI | -644 | Sold Out | 0 | |
| GENERAL ELEC CAP CORP | PINES 6.1% 32 | -378 | Sold Out | 0 | |
| HEINZ H J CO | COM | -2,289 | Sold Out | 0 | |
| ISHARES INC | MSCI CDA INDEX | -2,053 | Sold Out | 0 | |
| JP MORGAN CHASE CAP X | PFD TR SECS 7% | -654 | Sold Out | 0 |
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