ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,870

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.21%
Capital Goods 4.65%
Conglomerates 0.33%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 3.48%
Energy 6.72%
Financial 20.91%
Healthcare 13.48%
Services 10.55%
Technology 15.87%
Transportation 2.29%
Utilities 6.94%

236 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WIND ENERGY AMER INC COM New 30,000
AXIS CAPITAL HOLDINGS LTD PFD SER C -1,846 Sold Out 0
CHART INDS INC COM PAR $0.01 -491 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM -14,951 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -65,695 Sold Out 0
DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC 6.55% -206 Sold Out 0
EMERSON ELEC CO COM -188 Sold Out 0
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A -204 Sold Out 0
GENWORTH FINL INC COM CL A -8,080 Sold Out 0
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF -204 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -16,076 Sold Out 0
PENTAIR PLC SHS -1,395 Sold Out 0
PVH CORP COM -206 Sold Out 0
SCHLUMBERGER LTD COM -182 Sold Out 0
TRIBUNE PUBG CO COM -102 Sold Out 0
VERITIV CORP COM -12 Sold Out 0