ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2015

Position Statistics

Total Positions 245
New Positions 13
Increased Positions 100
Decreased Positions 98
Positions with Activity 198
Sold Out Positions 19
Total Mkt Value (in $ millions) 3,347

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.02%
Capital Goods 6.61%
Conglomerates 0%
Consumer Cyclical 1.37%
Consumer/Non-Cyclical 4.86%
Energy 4.04%
Financial 20.33%
Healthcare 10.71%
Services 18.97%
Technology 15.79%
Transportation 3.67%
Utilities 6.3%

245 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC 6.55% 211 New 7,900
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF 207 New 8,200
HARTE-HANKS INC COM 198 New 32,168
NEW YORK CMNTY BANCORP INC COM 197 -12 (5.72) 11,209
HII TECHNOLOGIES INC COM 11 11 New 36,000
ALCOA INC COM -17,749 Sold Out 0
CALIFORNIA RES CORP COM -93 Sold Out 0
CISCO SYS INC COM -302 Sold Out 0
DELTA AIR LINES INC DEL COM NEW -1,360 Sold Out 0
DEUTSCHE BANK CAP FDG TR IX PFD 6.625% GTD -3,818 Sold Out 0
EXCO RESOURCES INC COM -226 Sold Out 0
FANUC CORPORATION ADR -27,216 Sold Out 0
FEDERAL AGRIC MTG CORP PFD A 5.875%NON -254 Sold Out 0
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A -199 Sold Out 0
INTEL CORP COM -341 Sold Out 0
JPMORGAN CHASE CAP XXIX GTD CAP SECS -2,502 Sold Out 0
MDU RES GROUP INC COM -253 Sold Out 0
PRECISION CASTPARTS CORP COM -6,119 Sold Out 0
RALPH LAUREN CORP CL A -6,646 Sold Out 0
SAREPTA THERAPEUTICS INC COM -348 Sold Out 0