ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2014

Position Statistics

Total Positions 246
New Positions 25
Increased Positions 91
Decreased Positions 105
Positions with Activity 196
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,848

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.55%
Capital Goods 4.77%
Conglomerates 0.01%
Consumer Cyclical 1.81%
Consumer/Non-Cyclical 5.19%
Energy 3.2%
Financial 20.52%
Healthcare 11.99%
Services 15.87%
Technology 15.34%
Transportation 3.14%
Utilities 6.94%

246 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLSTATE CORP DEP 1/1000 C 214 New 7,900
DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC 6.55% 212 212 New 7,900
UNITED STS SHORT OIL FD LP UNITS 210 210 New 4,198
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF 207 207 New 8,200
HARTE-HANKS INC COM 207 New 32,168
NEW YORK CMNTY BANCORP INC COM 203 12 6.15 11,889
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A 200 200 New 7,630
SAREPTA THERAPEUTICS INC COM 182 182 New 14,328
TYCO INTL PLC SHS 182 -5,582 (96.84) 4,591
KEYCORP NEW COM 176 -57 (24.56) 12,233
CALIFORNIA RES CORP COM 103 -27 (20.43) 11,361
BP PLC SPONSORED ADR -851 Sold Out 0
ENERGY XXI LTD USD UNRS SHS -83 Sold Out 0
HAWAIIAN ELEC INDUSTRIES COM -764 Sold Out 0
JPMORGAN CHASE & CO ALERIAN ML ETN -208 Sold Out 0
MARKET VECTORS ETF TR HG YLD MUN ETF -349 Sold Out 0
PEPSICO INC COM -350 Sold Out 0
POWERSHARES ETF TRUST II SENIOR LN PORT -1,256 Sold Out 0
SPDR SER TR SHT TRM HGH YLD -1,006 Sold Out 0
TIMKEN CO COM -18,934 Sold Out 0