ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 279
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,218

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.56%
Capital Goods 6.98%
Conglomerates 0.22%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.8%
Energy 6.66%
Financial 24.99%
Healthcare 16.16%
Services 10.45%
Technology 19.34%
Transportation 2.12%
Utilities 2.12%

279 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FRONTIER COMMUNICATIONS CORP COM 63 -2 (3.06) 10,945
VERITIV CORP COM 9 -1 (14.29) 228
WIND ENERGY AMER INC COM New 30,000
ABBOTT LABS COM -526 Sold Out 0
ACCENTURE PLC IRELAND SHS CLASS A -505 Sold Out 0
ALASKA AIR GROUP INC COM -976 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -795 Sold Out 0
AMERISOURCEBERGEN CORP COM -1,346 Sold Out 0
BARCLAYS BK PLC IPSP CROIL ETN -19,839 Sold Out 0
CAPSTONE TURBINE CORP COM -28 Sold Out 0
CARDINAL HEALTH INC COM -571 Sold Out 0
CF INDS HLDGS INC COM -668 Sold Out 0
CIGNA CORPORATION COM -873 Sold Out 0
CISCO SYS INC COM -1,199 Sold Out 0
CREE INC COM -22,784 Sold Out 0
DELTA AIR LINES INC DEL COM NEW -422 Sold Out 0
DIANA SHIPPING INC COM -166 Sold Out 0
HASBRO INC COM -1,189 Sold Out 0
ICICI BK LTD ADR -47,938 Sold Out 0
INTEL CORP COM -1,485 Sold Out 0