ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,775

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.99%
Capital Goods 4.76%
Conglomerates 0.34%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 3.46%
Energy 6.65%
Financial 22.1%
Healthcare 12.98%
Services 10.33%
Technology 15.88%
Transportation 2.44%
Utilities 6.77%

236 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMGEN INC COM 282 282 New 1,770
MDU RES GROUP INC COM 278 -9 (2.99) 12,797
HSBC HLDGS PLC ADR A 1/40PF A 256 New 10,165
FEDERAL AGRIC MTG CORP PFD A 5.875%NON 254 -13 (4.77) 10,075
REGIONS FINL CORP NEW COM 248 New 25,000
CATERPILLAR INC DEL COM 238 -5 (2.13) 2,668
PRECISION DRILLING CORP COM 2010 235 New 42,200
DISNEY WALT CO COM DISNEY 234 7 3.18 2,598
HARTE-HANKS INC COM 229 New 32,168
PEPCO HOLDINGS INC COM 227 New 8,488
MORGAN STANLEY CAP TR VI CAP SECS 226 New 8,900
PRUDENTIAL FINL INC JR SUB NT 52 215 New 8,700
KEYCORP NEW COM 213 New 16,216
ALLSTATE CORP DEP 1/1000 C 211 5 2.60 7,900
MEAD JOHNSON NUTRITION CO COM 210 -8 (3.63) 2,203
JPMORGAN CHASE & CO ALERIAN ML ETN 196 -2 (1.11) 4,550
NEW YORK CMNTY BANCORP INC COM 173 New 11,200
U S SILICA HLDGS INC COM 107 107 New 4,439
CALIFORNIA RES CORP COM 82 82 New 14,278
ENERGY XXI LTD USD UNRS SHS 51 -1 (2.48) 19,650