ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,411

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.49%
Capital Goods 6.72%
Conglomerates 0.22%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 2.38%
Energy 11.44%
Financial 21.54%
Healthcare 12.91%
Services 8.91%
Technology 19.81%
Transportation 2.36%
Utilities 4.32%

249 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENERGY XXI BERMUDA LTD USD UNRS SHS 289 -49 (14.44) 20,150
CATERPILLAR INC DEL COM 286 -16 (5.38) 2,726
PARTNERRE LTD PFD SER E 285 -8 (2.7) 10,800
FEDERAL AGRIC MTG CORP PFD A 5.875%NON 258 -29 (10.03) 10,580
HSBC HLDGS PLC ADR A 1/40PF A 255 -45 (14.94) 10,165
REGIONS FINL CORP NEW COM 255 New 25,000
HONEYWELL INTL INC COM 247 25 11.37 2,606
JPMORGAN CHASE & CO ALERIAN ML ETN 243 243 New 4,601
PVH CORP COM 235 -47 (16.55) 1,861
PEPCO HOLDINGS INC COM 232 232 New 8,488
SCHLUMBERGER LTD COM 228 228 New 2,171
DISNEY WALT CO COM DISNEY 227 227 New 2,518
MORGAN STANLEY CAP TR VI CAP SECS 226 -56 (19.82) 8,900
MEAD JOHNSON NUTRITION CO COM 225 -27 (10.63) 2,286
KEYCORP NEW COM 224 -8 (3.39) 16,216
PRUDENTIAL FINL INC JR SUB NT 52 211 New 8,700
HARTE-HANKS INC COM 211 New 32,168
EMERSON ELEC CO COM 204 New 3,160
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A 202 202 New 7,730
ALLSTATE CORP DEP 1/1000 C 202 -37 (15.39) 7,700