ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,411

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.58%
Capital Goods 6.67%
Conglomerates 0.23%
Consumer Cyclical 0.23%
Consumer/Non-Cyclical 2.34%
Energy 11.72%
Financial 21.25%
Healthcare 13.04%
Services 9.01%
Technology 19.6%
Transportation 2.28%
Utilities 4.41%

249 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MACYS INC COM 299 -4 (1.42) 4,790
CATERPILLAR INC DEL COM 296 -17 (5.38) 2,726
PARTNERRE LTD PFD SER E 292 -8 (2.7) 10,800
FEDERAL AGRIC MTG CORP PFD A 5.875%NON 260 -29 (10.03) 10,580
HSBC HLDGS PLC ADR A 1/40PF A 257 -45 (14.94) 10,165
REGIONS FINL CORP NEW COM 253 New 25,000
HONEYWELL INTL INC COM 248 25 11.37 2,606
JPMORGAN CHASE & CO ALERIAN ML ETN 246 246 New 4,601
SCHLUMBERGER LTD COM 239 239 New 2,171
PEPCO HOLDINGS INC COM 233 233 New 8,488
DISNEY WALT CO COM DISNEY 227 227 New 2,518
HARTE-HANKS INC COM 227 New 32,168
MORGAN STANLEY CAP TR VI CAP SECS 226 -56 (19.82) 8,900
KEYCORP NEW COM 219 -8 (3.39) 16,216
PVH CORP COM 219 -43 (16.55) 1,861
MEAD JOHNSON NUTRITION CO COM 217 -26 (10.63) 2,286
PRUDENTIAL FINL INC JR SUB NT 52 217 New 8,700
ALLSTATE CORP DEP 1/1000 C 205 -37 (15.39) 7,700
EMERSON ELEC CO COM 203 New 3,160
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A 202 202 New 7,730