ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2013

Position Statistics

Total Positions 284
New Positions 21
Increased Positions 101
Decreased Positions 124
Positions with Activity 225
Sold Out Positions 26
Total Mkt Value (in $ millions) 2,185

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 7.55%
Conglomerates 0.2%
Consumer Cyclical 0.5%
Consumer/Non-Cyclical 2.47%
Energy 5.48%
Financial 27.63%
Healthcare 15.24%
Services 11.63%
Technology 18.73%
Transportation 1.64%
Utilities 1.99%

284 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WELLS FARGO & CO NEW DEP SHS REPSTG 1 506 -195 (27.85) 23,655
ACCENTURE PLC IRELAND SHS CLASS A 499 -473 (48.67) 6,328
ABBOTT LABS COM 496 New 12,750
TEXAS CAP BANCSHARES INC SUB NT 6.50%42 489 -141 (22.42) 20,330
DOMINOS PIZZA INC COM 444 21 4.86 5,978
XCEL ENERGY INC COM 437 New 13,950
USANA HEALTH SCIENCES INC COM 434 New 5,647
THERMO FISHER SCIENTIFIC INC COM 430 New 3,601
SLM CORP PFD A 6.97% 426 -229 (34.91) 8,694
HUGOTON RTY TR TEX UNIT BEN INT 418 New 52,800
AMERICAN EXPRESS CO COM 414 New 4,800
MURPHY OIL CORP COM 394 New 6,166
CITIGROUP CAP XIII TR PFD SECS 394 -69 (14.87) 14,310
TELEFLEX INC COM 386 New 3,794
KROGER CO COM 384 New 8,675
DELTA AIR LINES INC DEL COM NEW 381 New 11,274
BP PLC SPONSORED ADR 377 377 New 7,720
MERCK & CO INC NEW COM 372 -63 (14.49) 6,579
WELLS FARGO & CO NEW DEP1/1000PF CL A 353 353 New 15,965
CITIGROUP INC COM NEW 346 .01 7,177