ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 280
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 6.79%
Conglomerates 0.22%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.77%
Energy 6.62%
Financial 25.09%
Healthcare 16.22%
Services 10.35%
Technology 19.31%
Transportation 2.08%
Utilities 2.11%

280 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MERCK & CO INC NEW COM 447 62 16.05 7,635
THERMO FISHER SCIENTIFIC INC COM 445 New 3,601
XCEL ENERGY INC COM 442 New 13,950
SLM CORP PFD A 6.97% 424 New 8,694
ALLIANCE RES PARTNER L P UT LTD PART 410 New 8,000
TELEFLEX INC COM 401 New 3,794
CITIGROUP CAP XIII TR PFD SECS 387 New 14,310
3M CO COM 356 -984 (73.45) 2,471
COGNEX CORP COM 345 -15 (4.13) 8,000
PPL CORP COM 343 343 New 10,167
MORGAN STANLEY CAP TR V CAP SEC5.75%33 340 New 13,550
CITIGROUP INC COM NEW 339 -16 (4.53) 6,852
DIAGEO P L C SPON ADR NEW 323 -7 (2.22) 2,640
VORNADO RLTY L P PINES 7.875%39 314 1 .44 12,299
MONSANTO CO NEW COM 307 -785 (71.89) 2,685
HSBC HLDGS PLC ADR A 1/40PF A 303 New 11,950
CATERPILLAR INC DEL COM 302 7 2.27 2,881
PARTNERRE LTD PFD SER E 301 New 11,100
PEPSICO INC COM 283 New 3,145
FEDERAL AGRIC MTG CORP PFD A 5.875%NON 283 -7 (2.49) 11,760