ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2015

Position Statistics

Total Positions 254
New Positions 25
Increased Positions 90
Decreased Positions 118
Positions with Activity 208
Sold Out Positions 24
Total Mkt Value (in $ millions) 1,618

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 4.04%
Conglomerates
Consumer Cyclical 3.32%
Consumer/Non-Cyclical 4.7%
Energy 3.63%
Financial 20.67%
Healthcare 11.93%
Services 17.79%
Technology 18%
Transportation 3.05%
Utilities 4.66%

254 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AVON PRODS INC COM 517 82 18.73 100,150
3M CO COM 500 41 8.90 3,464
GULFPORT ENERGY CORP COM NEW 491 New 14,015
STATE STR CORP DEP SHS REPSTG 1 486 New 19,625
XCEL ENERGY INC COM 474 New 13,950
THERMO FISHER SCIENTIFIC INC COM 456 New 3,601
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 445 -11 (2.49) 12,524
CAPITAL ONE FINL CORP DEP SHS 1/40TH 425 -21 (4.75) 17,155
METLIFE INC PFD B 6.50 421 -1,717 (80.31) 16,850
AMERICAN EXPRESS CO COM 410 42 11.50 5,352
VORNADO RLTY TR PFD SER L 5.40% 410 410 New 17,610
DISNEY WALT CO COM DISNEY 401 61 17.88 3,917
TEXAS CAP BANCSHARES INC SUB NT 6.50%42 400 -6 (1.39) 16,000
ABBVIE INC COM 387 -20 (4.87) 6,050
SIMPSON MANUFACTURING CO INC COM 372 -485 (56.59) 10,765
NUSTAR ENERGY LP UNIT COM 365 New 6,900
CITIGROUP CAP XIII TR PFD SECS 354 New 13,885
DILLARDS CAP TR I CAP SECS 7.5% 345 New 13,184
MORGAN STANLEY CAP TR V CAP SEC5.75%33 341 New 13,550
CHEVRON CORP NEW COM 334 .05 4,151