ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2015

Position Statistics

Total Positions 246
New Positions 13
Increased Positions 100
Decreased Positions 99
Positions with Activity 199
Sold Out Positions 19
Total Mkt Value (in $ millions) 3,315

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.05%
Capital Goods 6.46%
Conglomerates 0%
Consumer Cyclical 1.37%
Consumer/Non-Cyclical 4.85%
Energy 3.97%
Financial 20.48%
Healthcare 10.75%
Services 18.94%
Technology 15.87%
Transportation 3.66%
Utilities 6.23%

246 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
XCEL ENERGY INC COM 466 New 13,950
CAPITAL ONE FINL CORP DEP SHS 1/40TH 446 -54 (10.89) 18,010
NUSTAR ENERGY LP UNIT COM 431 New 6,900
CHEVRON CORP NEW COM 426 -3 (0.65) 4,149
ABBVIE INC COM 424 -9 (2.03) 6,360
PARK ELECTROCHEMICAL CORP COM 415 New 19,450
TEXAS CAP BANCSHARES INC SUB NT 6.50%42 405 -51 (11.22) 16,225
COGNEX CORP COM 403 New 8,000
ONEOK INC NEW COM 399 -80 (16.65) 9,609
AMERICAN EXPRESS CO COM 384 New 4,800
FREEPORT-MCMORAN INC CL B 372 -9 (2.44) 18,200
DISNEY WALT CO COM DISNEY 368 59 19.28 3,323
SLM CORP PFD A 6.97% 362 -23 (5.93) 7,282
CITIGROUP CAP XIII TR PFD SECS 361 New 13,885
FRONTIER COMMUNICATIONS CORP COM 349 349 New 67,625
MORGAN STANLEY CAP TR V CAP SEC5.75%33 344 New 13,550
DILLARDS CAP TR I CAP SECS 7.5% 344 -14 (3.9) 13,184
MACYS INC COM 342 14 4.17 4,991
MONSANTO CO NEW COM 319 New 2,740
CITIGROUP INC COM NEW 314 New 5,737