ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2016

Position Statistics

Total Positions 237
New Positions 21
Increased Positions 42
Decreased Positions 180
Positions with Activity 222
Sold Out Positions 65
Total Mkt Value (in $ millions) 1,123

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 7.24%
Conglomerates
Consumer Cyclical 3.21%
Consumer/Non-Cyclical 4.95%
Energy 4.55%
Financial 21.7%
Healthcare 9.7%
Services 17.93%
Technology 17.23%
Transportation 2.83%
Utilities 3.57%

65 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCE DATA SYSTEMS CORP COM -232 Sold Out 0
ALTRIA GROUP INC COM -2,215 Sold Out 0
B & G FOODS INC NEW COM -2,235 Sold Out 0
BAC CAP TR VIII GTD CAP SECS -1,323 Sold Out 0
BANK AMER CORP COM -22,970 Sold Out 0
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN -3 Sold Out 0
CALIFORNIA RES CORP COM -5 Sold Out 0
CENTERPOINT ENERGY INC COM -991 Sold Out 0
CITIGROUP INC COM NEW -258 Sold Out 0
CONOCOPHILLIPS COM -278 Sold Out 0
D R HORTON INC COM -376 Sold Out 0
DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC 6.55% -197 Sold Out 0
DISCOVER FINL SVCS COM -965 Sold Out 0
DONNELLEY R R & SONS CO COM -1,695 Sold Out 0
DOW CHEM CO COM -2,516 Sold Out 0
DUKE ENERGY CORP NEW COM NEW -1,815 Sold Out 0
ENBRIDGE ENERGY PARTNERS L P COM -582 Sold Out 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN -769 Sold Out 0
ENTERGY CORP NEW COM -1,680 Sold Out 0
FOUR CORNERS PPTY TR INC COM -496 Sold Out 0