ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 279
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,232

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.54%
Capital Goods 7%
Conglomerates 0.22%
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 3.72%
Energy 6.68%
Financial 25.14%
Healthcare 16.08%
Services 10.49%
Technology 19.33%
Transportation 2.1%
Utilities 2.11%

56 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM -526 Sold Out 0
ACCENTURE PLC IRELAND SHS CLASS A -510 Sold Out 0
ALASKA AIR GROUP INC COM -965 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -795 Sold Out 0
AMERISOURCEBERGEN CORP COM -1,347 Sold Out 0
BARCLAYS BK PLC IPSP CROIL ETN -19,688 Sold Out 0
CAPSTONE TURBINE CORP COM -30 Sold Out 0
CARDINAL HEALTH INC COM -569 Sold Out 0
CF INDS HLDGS INC COM -675 Sold Out 0
CIGNA CORPORATION COM -875 Sold Out 0
CISCO SYS INC COM -1,199 Sold Out 0
CREE INC COM -23,110 Sold Out 0
DELTA AIR LINES INC DEL COM NEW -417 Sold Out 0
DIANA SHIPPING INC COM -170 Sold Out 0
HASBRO INC COM -1,197 Sold Out 0
ICICI BK LTD ADR -48,709 Sold Out 0
INTEL CORP COM -1,467 Sold Out 0
ISHARES MSCI GERMANY ETF -3,164 Sold Out 0
ISHARES MSCI STH AFR ETF -251 Sold Out 0
ISHARES MSCI UK ETF -4,866 Sold Out 0