ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2015

Position Statistics

Total Positions 251
New Positions 17
Increased Positions 76
Decreased Positions 129
Positions with Activity 205
Sold Out Positions 23
Total Mkt Value (in $ millions) 1,827

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.41%
Capital Goods 6.17%
Conglomerates 0%
Consumer Cyclical 0.95%
Consumer/Non-Cyclical 4.62%
Energy 3.76%
Financial 21.47%
Healthcare 11.22%
Services 19.77%
Technology 15.08%
Transportation 3.81%
Utilities 6.08%

23 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALCOA INC COM -13,626 Sold Out 0
AXIS CAPITAL HOLDINGS LTD PFD SER C -1,680 Sold Out 0
CALIFORNIA RES CORP COM -52 Sold Out 0
CISCO SYS INC COM -290 Sold Out 0
DELTA AIR LINES INC DEL COM NEW -1,368 Sold Out 0
DEUTSCHE BANK CAP FDG TR IX PFD 6.625% GTD -3,818 Sold Out 0
EXCO RESOURCES INC COM -81 Sold Out 0
FANUC CORPORATION ADR -21,040 Sold Out 0
FEDERAL AGRIC MTG CORP PFD A 5.875%NON -255 Sold Out 0
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A -199 Sold Out 0
INTEL CORP COM -294 Sold Out 0
MDU RES GROUP INC COM -230 Sold Out 0
PRECISION CASTPARTS CORP COM -5,450 Sold Out 0
RALPH LAUREN CORP CL A -6,423 Sold Out 0
SAREPTA THERAPEUTICS INC COM -455 Sold Out 0
SEAGATE TECHNOLOGY PLC SHS -726 Sold Out 0
TYCO INTL PLC SHS -170 Sold Out 0
UNITED STATES CELLULAR CORP CALL SR NT 60 -2,021 Sold Out 0
UNITED STS SHORT OIL FD LP UNITS -258 Sold Out 0
WELLS FARGO & CO NEW DEP1/1000PF CL A -2,205 Sold Out 0