ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 279
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,232

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.63%
Capital Goods 7.11%
Conglomerates 0.22%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.81%
Energy 6.71%
Financial 25.12%
Healthcare 15.73%
Services 10.4%
Technology 19.41%
Transportation 2.19%
Utilities 2.11%

17 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CVS CAREMARK CORPORATION COM 29,072 29,072 New 375,274
FLOWSERVE CORP COM 24,363 24,363 New 335,535
ISIS PHARMACEUTICALS INC COM 10,754 10,754 New 374,168
AXIS CAPITAL HOLDINGS LTD PFD SER C 1,891 1,891 New 70,940
QWEST CORP NT 52 1,608 1,608 New 61,243
NEXTERA ENERGY CAP HLDGS INC JR DEB-H 72 1,168 1,168 New 48,309
WELLS FARGO & CO NEW DEP SHS 1/1000 A 963 963 New 37,156
GULFPORT ENERGY CORP COM NEW 893 893 New 15,000
JPMORGAN CHASE & CO DEP SHS RP PFD T 616 616 New 23,700
PPL CORP COM 344 344 New 10,167
HONEYWELL INTL INC COM 227 227 New 2,340
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF 223 223 New 9,000
PRUDENTIAL FINL INC JR SUB NT 52 218 218 New 8,700
DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC 6.55% 202 202 New 7,700
PPL CORP CORP UNIT CONSIS 201 201 New 3,725
CROWN CASTLE INTL CORP CNV PFD STK SR A 200 200 New 1,985
AMGEN INC COM 195 195 New 1,646