ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2013

Position Statistics

Total Positions 284
New Positions 21
Increased Positions 101
Decreased Positions 124
Positions with Activity 225
Sold Out Positions 26
Total Mkt Value (in $ millions) 2,185

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 7.55%
Conglomerates 0.2%
Consumer Cyclical 0.5%
Consumer/Non-Cyclical 2.47%
Energy 5.48%
Financial 27.63%
Healthcare 15.24%
Services 11.63%
Technology 18.73%
Transportation 1.64%
Utilities 1.99%

21 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INCYTE CORP COM 21,176 21,176 New 475,434
FANUC CORPORATION ADR 20,225 20,225 New 662,262
VISA INC COM CL A 16,708 16,708 New 80,346
GILEAD SCIENCES INC COM 2,594 2,594 New 37,051
DAVITA HEALTHCARE PARTNERS INC COM 1,813 1,813 New 26,076
OLD DOMINION FGHT LINES INC COM 1,097 1,097 New 19,845
UNITED STATES CELLULAR CORP CALL SR NT 60 924 924 New 37,325
PITNEY BOWES INC NT 43 681 681 New 26,950
ISHARES CHINA LG-CAP ETF 663 663 New 18,512
ALLIANCE DATA SYSTEMS CORP COM 552 552 New 2,251
BP PLC SPONSORED ADR 377 377 New 7,720
WELLS FARGO & CO NEW DEP1/1000PF CL A 353 353 New 15,965
QUESTCOR PHARMACEUTICALS INC COM 314 314 New 4,084
EXELON CORP COM 302 302 New 8,380
CATERPILLAR INC DEL COM 290 290 New 2,817
TELECOM ARGENTINA S A SPON ADR REP B 267 267 New 13,703
ISHARES MSCI STH AFR ETF 242 242 New 3,602
ALLSTATE CORP DEP 1/1000 C 233 233 New 9,100
MEDTRONIC INC COM 211 211 New 3,609
LEAR CORP COM NEW 208 208 New 2,500