ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,378

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.41%
Capital Goods 6.61%
Conglomerates 0.23%
Consumer Cyclical 0.23%
Consumer/Non-Cyclical 2.39%
Energy 11.06%
Financial 21.66%
Healthcare 13.13%
Services 8.9%
Technology 19.86%
Transportation 2.44%
Utilities 4.33%

110 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A 197 197 New 7,730
SCHLUMBERGER LTD COM 221 221 New 2,171
DISNEY WALT CO COM DISNEY 224 224 New 2,518
PEPCO HOLDINGS INC COM 227 227 New 8,488
HONEYWELL INTL INC COM 243 25 11.37 2,606
JPMORGAN CHASE & CO ALERIAN ML ETN 244 244 New 4,601
MONSANTO CO NEW COM 311 8 2.79 2,760
ABBVIE INC COM 318 18 5.92 5,508
PEPSICO INC COM 342 49 16.66 3,669
AMERICAN EXPRESS CO COM 445 9 2.09 5,081
CONOCOPHILLIPS COM 454 454 New 5,939
NUSTAR ENERGY LP UNIT COM 455 455 New 6,900
CROWN CASTLE INTL CORP CNV PFD STK SR A 458 249 119.14 4,350
EL PASO PIPELINE PARTNERS L P COM UNIT LPI 462 462 New 11,500
ALCOA INC COM 464 464 New 28,815
PPL CORP COM 532 198 59.37 16,203
EQUITY COMWLTH SR NT 5.75% 596 596 New 27,475
FREEPORT-MCMORAN INC CL B 626 32 5.30 19,166
UNITED TECHNOLOGIES CORP COM 641 16 2.54 6,066
ENBRIDGE ENERGY PARTNERS L P COM 670 670 New 17,240