ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 280
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,246

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.78%
Capital Goods 6.87%
Conglomerates 0.22%
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 3.78%
Energy 6.66%
Financial 25.06%
Healthcare 16%
Services 10.32%
Technology 19.5%
Transportation 2.14%
Utilities 2.1%

87 INCREASED Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AEGON N V PRP CP SEC 6.375 3,373 1,550 85.03 131,599
ALLIANCE DATA SYSTEMS CORP COM 1,044 435 71.39 3,858
AMERICAN EXPRESS CO COM 458 16 3.69 4,977
AMERICAN INTL GROUP INC COM NEW 49,829 25,339 103.47 920,040
AMGEN INC COM 202 202 New 1,646
APPLE INC COM 19,791 299 1.54 202,629
ARCHER DANIELS MIDLAND CO COM 56,168 28,575 103.56 1,167,245
AXIS CAPITAL HOLDINGS LTD PFD SER C 1,885 1,885 New 70,940
BANK OF AMERICA CORPORATION COM 639 16 2.58 41,003
BB&T CORP DEP SHS REPSTG 1 1,653 1,087 192.02 69,120
BERKSHIRE HATHAWAY INC DEL CL B NEW 8,649 743 9.40 67,810
BOSTON BEER INC CL A 1,493 429 40.34 6,812
BP PLC SPONSORED ADR 746 353 89.77 14,650
CABOT OIL & GAS CORP COM 6,110 422 7.42 187,295
CAPITAL ONE FINL CORP DEP SHS 1/40TH 743 12 1.67 30,510
CATERPILLAR INC DEL COM 302 7 2.27 2,881
CME GROUP INC COM 36,614 22,262 155.12 487,864
COSTCO WHSL CORP NEW COM 660 5 .79 5,614
CROWN CASTLE INTL CORP CNV PFD STK SR A 198 198 New 1,985
CVS CAREMARK CORPORATION COM 29,692 29,692 New 375,274