ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,835

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.25%
Capital Goods 4.53%
Conglomerates 0.33%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 3.53%
Energy 6.44%
Financial 20.82%
Healthcare 13.48%
Services 10.74%
Technology 15.95%
Transportation 2.33%
Utilities 7%

54 INCREASED Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ALCOA INC COM 9,912 9,451 2,052.53 620,250
ALLIANCE DATA SYSTEMS CORP COM 3,695 1,883 103.86 12,615
ALLSTATE CORP DEP 1/1000 C 217 6 2.60 7,900
ALLSTATE CORP DEP SH 1/1000 E 2,071 713 52.52 76,300
AMGEN INC COM 277 277 New 1,770
ANN INC COM 6,089 6,089 New 177,458
BERKSHIRE HATHAWAY INC DEL CL B NEW 13,259 2,285 20.83 90,636
BOSTON BEER INC CL A 26,650 10,996 70.25 83,716
BP PLC SPONSORED ADR 763 29 3.88 19,690
CABOT OIL & GAS CORP COM 6,468 1,184 22.42 243,343
CALIFORNIA RES CORP COM 69 69 New 14,278
CENTERPOINT ENERGY INC COM 1,078 7 .67 46,130
CROWN CASTLE INTL CORP NEW CNV PFD STK SR A 488 19 4.02 4,525
DAVITA HEALTHCARE PARTNERS INC COM 3,252 980 43.11 42,709
DISCOVER FINL SVCS DEP SHS 3,362 56 1.68 127,581
DISNEY WALT CO COM DISNEY 242 7 3.18 2,598
DU PONT E I DE NEMOURS & CO COM 16,305 16,305 New 224,252
ENBRIDGE ENERGY PARTNERS L P COM 1,189 520 77.61 30,620
ENTERPRISE PRODS PARTNERS L P COM 9,506 194 2.08 276,666
GOOGLE INC CL A 7,918 1,353 20.61 15,427