ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,818

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.09%
Capital Goods 4.7%
Conglomerates 0.33%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 3.38%
Energy 6.86%
Financial 22.1%
Healthcare 12.91%
Services 10.26%
Technology 15.81%
Transportation 2.46%
Utilities 6.84%

54 INCREASED Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 542 542 New 9,791
NOVO-NORDISK A S ADR 14,958 1,647 12.37 343,239
UBS AG JERSEY BRH ALERIAN INFRST 13,378 13,378 New 337,314
BOSTON BEER INC CL A 23,865 9,847 70.25 83,716
GOOGLE INC CL A 7,813 1,335 20.61 15,427
MASTERCARD INC CL A 9,744 287 3.04 115,005
MONDELEZ INTL INC CL A 3,100 206 7.11 86,113
BERKSHIRE HATHAWAY INC DEL CL B NEW 13,455 2,319 20.83 90,636
CROWN CASTLE INTL CORP NEW CNV PFD STK SR A 450 17 4.02 4,525
ALCOA INC COM 9,335 8,901 2,052.53 620,250
ALLIANCE DATA SYSTEMS CORP COM 3,569 1,818 103.86 12,615
AMGEN INC COM 289 289 New 1,770
ANN INC COM 6,841 6,841 New 177,458
CABOT OIL & GAS CORP COM 7,704 1,411 22.42 243,343
CALIFORNIA RES CORP COM 85 85 New 14,278
CENTERPOINT ENERGY INC COM 1,037 7 .67 46,130
DAVITA HEALTHCARE PARTNERS INC COM 3,175 956 43.11 42,709
DU PONT E I DE NEMOURS & CO COM 15,756 15,756 New 224,252
ENBRIDGE ENERGY PARTNERS L P COM 1,176 514 77.61 30,620
ENTERPRISE PRODS PARTNERS L P COM 9,658 197 2.08 276,666