ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,411

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.49%
Capital Goods 6.72%
Conglomerates 0.22%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 2.38%
Energy 11.44%
Financial 21.54%
Healthcare 12.91%
Services 8.91%
Technology 19.81%
Transportation 2.36%
Utilities 4.32%

110 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALCOA INC COM 466 466 New 28,815
ALLSTATE CORP DEP SH 1/1000 E 1,289 1,289 New 50,025
CHART INDS INC COM PAR $0.01 1,062 1,062 New 16,540
CONOCOPHILLIPS COM 480 480 New 5,939
DISNEY WALT CO COM DISNEY 227 227 New 2,518
EL PASO PIPELINE PARTNERS L P COM UNIT LPI 460 460 New 11,500
ENBRIDGE ENERGY PARTNERS L P COM 630 630 New 17,240
EQUITY COMWLTH COM SH BEN INT 18,316 18,316 New 702,295
EQUITY COMWLTH SR NT 5.75% 597 597 New 27,475
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A 202 202 New 7,730
GENWORTH FINL INC COM CL A 14,489 14,489 New 1,099,353
GLOBAL PARTNERS LP COM UNITS 701 701 New 17,200
JPMORGAN CHASE & CO ALERIAN ML ETN 243 243 New 4,601
KKR FINL HLDGS LLC SR NT 1,066 1,066 New 38,550
MARKET VECTORS ETF TR HG YLD MUN ETF 978 978 New 32,132
NUSTAR ENERGY LP UNIT COM 450 450 New 6,900
NXP SEMICONDUCTORS N V COM 44,856 44,856 New 638,426
ONEOK INC NEW COM 21,428 21,428 New 314,428
PEPCO HOLDINGS INC COM 232 232 New 8,488
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 743 743 New 12,745