ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 280
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 6.79%
Conglomerates 0.22%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.77%
Energy 6.62%
Financial 25.09%
Healthcare 16.22%
Services 10.35%
Technology 19.31%
Transportation 2.08%
Utilities 2.11%

87 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
PENTAIR PLC SHS 1,567 .00 22,399
WEYERHAEUSER CO PREF CONV SER A 1,032 1 .11 18,425
VORNADO RLTY L P PINES 7.875%39 314 1 .44 12,299
MACYS INC COM 280 4 1.44 4,859
COSTCO WHSL CORP NEW COM 668 5 .79 5,614
CATERPILLAR INC DEL COM 302 7 2.27 2,881
UNITED TECHNOLOGIES CORP COM 635 7 1.13 5,916
CAPITAL ONE FINL CORP DEP SHS 1/40TH 746 12 1.67 30,510
SIMON PPTY GROUP INC NEW PFD J 8.375% 882 13 1.52 12,730
BANK OF AMERICA CORPORATION COM 629 16 2.58 41,003
AMERICAN EXPRESS CO COM 456 16 3.69 4,977
MORGAN STANLEY CAP TR VI CAP SECS 280 25 9.90 11,100
TRACTOR SUPPLY CO COM 1,304 29 2.27 20,527
PROCTER & GAMBLE CO COM 786 29 3.86 9,990
SENOMYX INC COM 707 37 5.51 95,760
STATE STR CORP DEP SHS REPSTG 1 605 44 7.89 25,975
ENTERGY CORP NEW COM 1,760 50 2.95 23,473
KRAFT FOODS GROUP INC COM 1,868 53 2.91 32,348
DOMINOS PIZZA INC COM 495 54 12.16 6,705
MERCK & CO INC NEW COM 447 62 16.05 7,635