ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 280
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,243

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.87%
Capital Goods 6.89%
Conglomerates 0.22%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.77%
Energy 6.62%
Financial 25.1%
Healthcare 16.02%
Services 10.27%
Technology 19.44%
Transportation 2.08%
Utilities 2.12%

87 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HONEYWELL INTL INC COM 223 223 New 2,340
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF 219 219 New 9,000
PRUDENTIAL FINL INC JR SUB NT 52 219 219 New 8,700
DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC 6.55% 202 202 New 7,700
AMGEN INC COM 202 202 New 1,646
PPL CORP CORP UNIT CONSIS 201 201 New 3,725
CROWN CASTLE INTL CORP CNV PFD STK SR A 200 200 New 1,985