ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 280
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 6.79%
Conglomerates 0.22%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.77%
Energy 6.62%
Financial 25.09%
Healthcare 16.22%
Services 10.35%
Technology 19.31%
Transportation 2.08%
Utilities 2.11%

87 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WELLS FARGO & CO NEW DEP SHS 1/1000 A 966 966 New 37,156
SIMON PPTY GROUP INC NEW PFD J 8.375% 882 13 1.52 12,730
GULFPORT ENERGY CORP COM NEW 832 832 New 15,000
PROCTER & GAMBLE CO COM 786 29 3.86 9,990
CAPITAL ONE FINL CORP DEP SHS 1/40TH 746 12 1.67 30,510
BP PLC SPONSORED ADR 718 339 89.77 14,650
SENOMYX INC COM 707 37 5.51 95,760
COSTCO WHSL CORP NEW COM 668 5 .79 5,614
UNITED TECHNOLOGIES CORP COM 635 7 1.13 5,916
BANK OF AMERICA CORPORATION COM 629 16 2.58 41,003
JPMORGAN CHASE & CO DEP SHS RP PFD T 620 620 New 23,700
STATE STR CORP DEP SHS REPSTG 1 605 44 7.89 25,975
DOMINOS PIZZA INC COM 495 54 12.16 6,705
AMERICAN EXPRESS CO COM 456 16 3.69 4,977
MERCK & CO INC NEW COM 447 62 16.05 7,635
PPL CORP COM 343 343 New 10,167
VORNADO RLTY L P PINES 7.875%39 314 1 .44 12,299
CATERPILLAR INC DEL COM 302 7 2.27 2,881
MORGAN STANLEY CAP TR VI CAP SECS 280 25 9.90 11,100
MACYS INC COM 280 4 1.44 4,859