ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,246

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.98%
Capital Goods 6.48%
Conglomerates 0.22%
Consumer Cyclical 0.24%
Consumer/Non-Cyclical 2.4%
Energy 10.43%
Financial 22.29%
Healthcare 13.15%
Services 9.34%
Technology 19.78%
Transportation 2.49%
Utilities 4.51%

110 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DAVITA HEALTHCARE PARTNERS INC COM 2,195 142 6.91 29,843
DUKE ENERGY CORP NEW COM NEW 1,959 53 2.78 24,637
INTERNATIONAL BUSINESS MACHS COM 1,912 60 3.21 11,308
ENTERGY CORP NEW COM 1,882 8 .43 23,573
SOUTHERN CO COM 1,835 40 2.23 39,230
WASTE MGMT INC DEL COM 1,792 14 .79 38,409
ALTRIA GROUP INC COM 1,640 361 28.20 35,331
ALLIANCE DATA SYSTEMS CORP COM 1,615 608 60.39 6,188
EXXON MOBIL CORP COM 1,614 1 .05 17,587
REGENCY ENERGY PARTNERS L P COM UNITS L P 1,611 453 39.14 51,561
WILLIAMS PARTNERS L P COM UNIT L P 1,541 470 43.93 30,800
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 1,491 13 .91 16,166
AT&T INC COM 1,488 158 11.88 43,416
SPDR SER TR SHT TRM HGH YLD 1,311 1,311 New 43,976
ALLSTATE CORP DEP SH 1/1000 E 1,300 1,300 New 50,025
BERKSHIRE HATHAWAY INC DEL CL A 1,235 206 20 6
POWERSHARES ETF TRUST II SENIOR LN PORT 1,217 1,217 New 50,334
CENTERPOINT ENERGY INC COM 1,079 17 1.61 45,825
KKR FINL HLDGS LLC SR NT 1,062 1,062 New 38,550
MARKET VECTORS ETF TR HG YLD MUN ETF 989 989 New 32,132