ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2015

Position Statistics

Total Positions 245
New Positions 13
Increased Positions 100
Decreased Positions 98
Positions with Activity 198
Sold Out Positions 19
Total Mkt Value (in $ millions) 3,347

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.02%
Capital Goods 6.61%
Conglomerates 0%
Consumer Cyclical 1.37%
Consumer/Non-Cyclical 4.86%
Energy 4.04%
Financial 20.33%
Healthcare 10.71%
Services 18.97%
Technology 15.79%
Transportation 3.67%
Utilities 6.3%

100 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PNC FINL SVCS GROUP INC DEPOSITARY SHS P 4,876 421 9.45 173,088
ALLIANCE DATA SYSTEMS CORP COM 4,725 134 2.91 15,900
AEGON N V PRP CP SEC 6.375 4,499 328 7.87 175,488
WELLS FARGO & CO NEW DEP SHS 1/1000 A 3,806 1,141 42.81 146,000
PITNEY BOWES INC NT 43 3,403 739 27.76 126,675
ALLSTATE CORP DEP SH 1/1000 E 3,235 548 20.37 120,088
QWEST CORP NT 52 3,196 416 14.96 122,159
PROCTER & GAMBLE CO COM 2,936 13 .44 36,513
OCCIDENTAL PETE CORP DEL COM 2,243 144 6.84 29,155
TARGET CORP COM 2,147 68 3.27 27,049
PHILIP MORRIS INTL INC COM 2,024 21 1.04 23,772
ALTRIA GROUP INC COM 1,813 20 1.11 35,101
EATON CORP PLC SHS 1,608 16 1.00 21,901
WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 1,544 24 1.58 26,551
KKR FINL HLDGS LLC SR NT 1,474 233 18.77 53,621
ALEXION PHARMACEUTICALS INC COM 1,344 17 1.27 7,974
VERIZON COMMUNICATIONS INC SR NT 5.9%54 1,344 682 102.97 51,300
D R HORTON INC COM 1,343 1,343 New 49,923
BRIGHT HORIZONS FAM SOL IN DEL COM 1,091 1,091 New 19,911
SCHWAB CHARLES CORP NEW DSHS 1/40 PF B 984 409 70.98 38,000