ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 279
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,244

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.64%
Capital Goods 7.15%
Conglomerates 0.22%
Consumer Cyclical 0.57%
Consumer/Non-Cyclical 3.79%
Energy 6.71%
Financial 25.17%
Healthcare 15.71%
Services 10.37%
Technology 19.4%
Transportation 2.18%
Utilities 2.1%

87 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WELLS FARGO & CO NEW DEP SHS 1/1000 A 964 964 New 37,156
SIMON PPTY GROUP INC NEW PFD J 8.375% 880 13 1.52 12,730
GULFPORT ENERGY CORP COM NEW 854 854 New 15,000
PROCTER & GAMBLE CO COM 800 30 3.86 9,990
BP PLC SPONSORED ADR 747 353 89.77 14,650
SENOMYX INC COM 744 39 5.51 95,760
CAPITAL ONE FINL CORP DEP SHS 1/40TH 741 12 1.67 30,510
COSTCO WHSL CORP NEW COM 660 5 .79 5,614
UNITED TECHNOLOGIES CORP COM 656 7 1.13 5,916
BANK OF AMERICA CORPORATION COM 636 16 2.58 41,003
JPMORGAN CHASE & CO DEP SHS RP PFD T 616 616 New 23,700
STATE STR CORP DEP SHS REPSTG 1 604 44 7.89 25,975
DOMINOS PIZZA INC COM 510 55 12.16 6,705
AMERICAN EXPRESS CO COM 465 17 3.69 4,977
MERCK & CO INC NEW COM 446 62 16.05 7,635
PPL CORP COM 342 342 New 10,167
CATERPILLAR INC DEL COM 317 7 2.27 2,881
VORNADO RLTY L P PINES 7.875%39 314 1 .44 12,299
MORGAN STANLEY CAP TR VI CAP SECS 280 25 9.90 11,100
MACYS INC COM 277 4 1.44 4,859