ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2013

Position Statistics

Total Positions 284
New Positions 21
Increased Positions 101
Decreased Positions 124
Positions with Activity 225
Sold Out Positions 26
Total Mkt Value (in $ millions) 2,185

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 7.55%
Conglomerates 0.2%
Consumer Cyclical 0.5%
Consumer/Non-Cyclical 2.47%
Energy 5.48%
Financial 27.63%
Healthcare 15.24%
Services 11.63%
Technology 18.73%
Transportation 1.64%
Utilities 1.99%

101 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARSH & MCLENNAN COS INC COM 1,342 17 1.28 27,794
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 1,241 4 .35 16,021
US BANCORP DEL COM NEW 1,240 45 3.79 30,816
WEATHERFORD INTERNATIONAL LTD REG SHS 1,219 36 3.08 66,950
BOSTON BEER INC CL A 1,135 412 56.99 4,854
VERISK ANALYTICS INC CL A 1,111 10 .92 19,285
OLD DOMINION FGHT LINES INC COM 1,097 1,097 New 19,845
CISCO SYS INC COM 1,094 20 1.84 47,140
ISHARES MSCI SZ CAP ETF 1,092 67 6.50 31,682
MONSANTO CO NEW COM 1,079 8 .79 9,550
WEYERHAEUSER CO PREF CONV SER A 956 175 22.41 18,405
UNITEDHEALTH GROUP INC COM 936 8 .82 12,357
UNITED STATES CELLULAR CORP CALL SR NT 60 924 924 New 37,325
ORACLE CORP COM 924 7 .80 23,052
PUBLIC SVC ENTERPRISE GROUP COM 887 99 12.50 22,500
PROCTER & GAMBLE CO COM 786 20 2.66 9,619
YPF SOCIEDAD ANONIMA SPON ADR CL D 701 74 11.86 23,714
PITNEY BOWES INC NT 43 681 681 New 26,950
ISHARES CHINA LG-CAP ETF 663 663 New 18,512
FREEPORT-MCMORAN COPPER & GOLD COM 605 4 .69 18,326