ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,835

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.25%
Capital Goods 4.53%
Conglomerates 0.33%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 3.53%
Energy 6.44%
Financial 20.82%
Healthcare 13.48%
Services 10.74%
Technology 15.95%
Transportation 2.33%
Utilities 7%

54 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCE DATA SYSTEMS CORP COM 3,695 1,883 103.86 12,615
LOCKHEED MARTIN CORP COM 3,371 1 .03 17,511
DISCOVER FINL SVCS DEP SHS 3,362 56 1.68 127,581
DAVITA HEALTHCARE PARTNERS INC COM 3,252 980 43.11 42,709
JPMORGAN CHASE & CO COM 3,187 220 7.41 57,242
LILLY ELI & CO COM 3,180 11 .34 44,105
MONDELEZ INTL INC CL A 3,078 204 7.11 86,113
MICRON TECHNOLOGY INC COM 2,828 2,828 New 95,187
OCCIDENTAL PETE CORP DEL COM 2,795 2,795 New 35,696
VERIZON COMMUNICATIONS INC COM 2,243 1 .06 48,638
O REILLY AUTOMOTIVE INC NEW COM 2,097 2,097 New 10,884
ALLSTATE CORP DEP SH 1/1000 E 2,071 713 52.52 76,300
NEXTERA ENERGY CAP HLDGS INC JR DEB-H 72 1,833 600 48.65 71,809
POWERSHARES ETF TRUST II SENIOR LN PORT 1,245 36 2.96 51,822
ENBRIDGE ENERGY PARTNERS L P COM 1,189 520 77.61 30,620
KKR & CO L P DEL COM UNITS 1,090 1,090 New 44,900
CENTERPOINT ENERGY INC COM 1,078 7 .67 46,130
KKR FINL HLDGS LLC SR NT 1,040 5 .51 38,746
SPDR S&P 500 ETF TR TR UNIT 797 38 5.06 3,946
SPECTRA ENERGY PARTNERS LP COM 764 14 1.87 14,150