ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2015

Position Statistics

Total Positions 251
New Positions 17
Increased Positions 76
Decreased Positions 129
Positions with Activity 205
Sold Out Positions 23
Total Mkt Value (in $ millions) 1,807

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.72%
Capital Goods 5.97%
Conglomerates 0%
Consumer Cyclical 0.93%
Consumer/Non-Cyclical 4.77%
Energy 4.13%
Financial 21.42%
Healthcare 11.33%
Services 19.47%
Technology 14.96%
Transportation 3.53%
Utilities 6.18%

129 DECREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALCOA INC COM -15,114 Sold Out 0
AXIS CAPITAL HOLDINGS LTD PFD SER C -1,615 Sold Out 0
CALIFORNIA RES CORP COM -64 Sold Out 0
CISCO SYS INC COM -281 Sold Out 0
DELTA AIR LINES INC DEL COM NEW -1,252 Sold Out 0
DEUTSCHE BANK CAP FDG TR IX PFD 6.625% GTD -3,818 Sold Out 0
EXCO RESOURCES INC COM -137 Sold Out 0
FANUC CORPORATION ADR -26,156 Sold Out 0
FEDERAL AGRIC MTG CORP PFD A 5.875%NON -259 Sold Out 0
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A -197 Sold Out 0
INTEL CORP COM -307 Sold Out 0
MDU RES GROUP INC COM -231 Sold Out 0
PRECISION CASTPARTS CORP COM -5,598 Sold Out 0
RALPH LAUREN CORP CL A -6,734 Sold Out 0
SAREPTA THERAPEUTICS INC COM -426 Sold Out 0
SEAGATE TECHNOLOGY PLC SHS -673 Sold Out 0
TYCO INTL PLC SHS -178 Sold Out 0
UNITED STATES CELLULAR CORP CALL SR NT 60 -1,993 Sold Out 0
UNITED STS SHORT OIL FD LP UNITS -220 Sold Out 0
WELLS FARGO & CO NEW DEP1/1000PF CL A -2,135 Sold Out 0