ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,862

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.28%
Capital Goods 4.66%
Conglomerates 0.33%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 3.5%
Energy 6.65%
Financial 20.95%
Healthcare 13.41%
Services 10.51%
Technology 15.95%
Transportation 2.26%
Utilities 6.96%

124 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AXIS CAPITAL HOLDINGS LTD PFD SER C -1,823 Sold Out 0
CHART INDS INC COM PAR $0.01 -483 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM -14,791 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -65,642 Sold Out 0
DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC 6.55% -206 Sold Out 0
EMERSON ELEC CO COM -184 Sold Out 0
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A -203 Sold Out 0
GENWORTH FINL INC COM CL A -7,937 Sold Out 0
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF -204 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -15,921 Sold Out 0
PENTAIR PLC SHS -1,401 Sold Out 0
PVH CORP COM -208 Sold Out 0
SCHLUMBERGER LTD COM -178 Sold Out 0
TRIBUNE PUBG CO COM -100 Sold Out 0
VERITIV CORP COM -11 Sold Out 0
ENERGY XXI LTD USD UNRS SHS 51 -1 (2.48) 19,650
JPMORGAN CHASE & CO ALERIAN ML ETN 205 -2 (1.11) 4,550
MEAD JOHNSON NUTRITION CO COM 217 -8 (3.63) 2,203
CATERPILLAR INC DEL COM 228 -5 (2.13) 2,668
FEDERAL AGRIC MTG CORP PFD A 5.875%NON 253 -13 (4.77) 10,075