ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2014

Position Statistics

Total Positions 249
New Positions 25
Increased Positions 110
Decreased Positions 99
Positions with Activity 209
Sold Out Positions 23
Total Mkt Value (in $ millions) 2,430

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.54%
Capital Goods 6.7%
Conglomerates 0.22%
Consumer Cyclical 0.22%
Consumer/Non-Cyclical 2.36%
Energy 11.18%
Financial 21.69%
Healthcare 12.94%
Services 8.87%
Technology 19.86%
Transportation 2.4%
Utilities 4.3%

99 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AEGON NV 7.25% PERP SUB -1,547 Sold Out 0
AMGEN INC COM -237 Sold Out 0
BROADCOM CORP CL A -50,847 Sold Out 0
DIAGEO P L C SPON ADR NEW -315 Sold Out 0
EBAY INC COM -190 Sold Out 0
EXELON CORP COM -220 Sold Out 0
FRONTIER COMMUNICATIONS CORP COM -72 Sold Out 0
GNC HLDGS INC COM CL A -39,394 Sold Out 0
HERSHEY CO COM -1,618 Sold Out 0
INCYTE CORP COM -29,222 Sold Out 0
ISIS PHARMACEUTICALS INC COM -15,820 Sold Out 0
NATIONAL FUEL GAS CO N J COM -959 Sold Out 0
NATIONAL OILWELL VARCO INC COM -4,785 Sold Out 0
NOMURA HLDGS INC SPONSORED ADR -36,384 Sold Out 0
NOW INC COM -478 Sold Out 0
OCWEN FINL CORP COM NEW -10,263 Sold Out 0
PPL CORP CORP UNIT CONSIS -201 Sold Out 0
PROTO LABS INC COM -24,509 Sold Out 0
RAYONIER ADVANCED MATLS INC COM -583 Sold Out 0
REGENERON PHARMACEUTICALS COM -48,798 Sold Out 0