ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 280
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,191

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.83%
Capital Goods 6.73%
Conglomerates 0.21%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.74%
Energy 6.54%
Financial 25.09%
Healthcare 16.28%
Services 10.47%
Technology 19.33%
Transportation 2.1%
Utilities 2.07%

148 DECREASED Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 348 -963 (73.45) 2,471
ABBOTT LABS COM -537 Sold Out 0
ABBVIE INC COM 272 (0.02) 5,200
ACCENTURE PLC IRELAND SHS CLASS A -502 Sold Out 0
AEGON NV 7.25% PERP SUB 1,547 -17 (1.11) 61,871
AETNA INC NEW COM 5,227 -305 (5.51) 67,425
ALASKA AIR GROUP INC COM -876 Sold Out 0
ALEXION PHARMACEUTICALS INC COM 1,776 -62 (3.38) 11,172
ALTRIA GROUP INC COM 1,119 -8 (0.73) 27,560
AMERICAN FINL GROUP INC OHIO COM -754 Sold Out 0
AMERISOURCEBERGEN CORP COM -1,420 Sold Out 0
AT&T INC COM 1,381 -56 (3.89) 38,805
BARCLAYS BK PLC IPSP CROIL ETN -18,939 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL A 941 -188 (16.67) 5
BIOGEN IDEC INC COM 80,915 -796 (0.97) 241,978
BRISTOL MYERS SQUIBB CO COM 7,204 -2,055 (22.19) 142,317
BROADCOM CORP CL A 47,577 -170 (0.36) 1,243,514
CAPSTONE TURBINE CORP COM -28 Sold Out 0
CARDINAL HEALTH INC COM -580 Sold Out 0
CELGENE CORP COM 59,188 -1,306 (2.16) 679,150