ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 279
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,254

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.62%
Capital Goods 7.08%
Conglomerates 0.22%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.78%
Energy 6.69%
Financial 25.04%
Healthcare 16.17%
Services 10.34%
Technology 19.29%
Transportation 2.16%
Utilities 2.09%

148 DECREASED Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 358 -989 (73.45) 2,471
ABBOTT LABS COM -548 Sold Out 0
ABBVIE INC COM 283 (0.02) 5,200
ACCENTURE PLC IRELAND SHS CLASS A -510 Sold Out 0
AEGON NV 7.25% PERP SUB 1,547 -17 (1.11) 61,871
AETNA INC NEW COM 5,700 -332 (5.51) 67,425
ALASKA AIR GROUP INC COM -990 Sold Out 0
ALEXION PHARMACEUTICALS INC COM 1,934 -68 (3.38) 11,172
ALTRIA GROUP INC COM 1,150 -8 (0.73) 27,560
AMERICAN FINL GROUP INC OHIO COM -790 Sold Out 0
AMERISOURCEBERGEN CORP COM -1,367 Sold Out 0
AT&T INC COM 1,392 -56 (3.89) 38,805
BARCLAYS BK PLC IPSP CROIL ETN -19,950 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL A 961 -192 (16.67) 5
BIOGEN IDEC INC COM 81,692 -803 (0.97) 241,978
BRISTOL MYERS SQUIBB CO COM 7,019 -2,002 (22.19) 142,317
BROADCOM CORP CL A 47,440 -170 (0.36) 1,243,514
CAPSTONE TURBINE CORP COM -29 Sold Out 0
CARDINAL HEALTH INC COM -579 Sold Out 0
CELGENE CORP COM 60,526 -1,335 (2.16) 679,150