ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,862

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.28%
Capital Goods 4.66%
Conglomerates 0.33%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 3.5%
Energy 6.65%
Financial 20.95%
Healthcare 13.41%
Services 10.51%
Technology 15.95%
Transportation 2.26%
Utilities 6.96%

124 DECREASED Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ENTERGY MISS INC 1ST MTG BD 1,206 -12 (0.98) 46,145
FANUC CORPORATION ADR 23,897 -9,053 (27.48) 822,612
JPMORGAN CHASE & CO ALERIAN ML ETN 205 -2 (1.11) 4,550
UNITED STATES CELLULAR CORP CALL SR NT 60 2,045 -775 (27.47) 82,912
DILLARDS CAP TR I CAP SECS 7.5% 359 -124 (25.68) 13,719
COGNIZANT TECHNOLOGY SOLUTIONS CL A -65,642 Sold Out 0
FACEBOOK INC CL A 53,604 -15,459 (22.38) 688,734
GOOGLE INC CL C 4,787 -631 (11.64) 8,865
ABBVIE INC COM 337 -7 (1.96) 5,400
ALEXION PHARMACEUTICALS INC COM 1,509 -9 (0.62) 8,232
AMERICAN EXPRESS CO COM 411 -16 (3.84) 4,886
APPLE INC COM 47,048 -9,137 (16.26) 416,426
ARCHER DANIELS MIDLAND CO COM 14,080 -8,586 (37.88) 294,133
AT&T INC COM 1,432 -17 (1.15) 42,916
BANK AMER CORP COM 564 -65 (10.38) 35,840
BIOGEN IDEC INC COM 60,447 -35,949 (37.29) 169,067
BRISTOL MYERS SQUIBB CO COM 4,298 -18 (0.41) 69,247
CATERPILLAR INC DEL COM 228 -5 (2.13) 2,668
CELGENE CORP COM 50,785 -33,295 (39.6) 409,922
CHEVRON CORP NEW COM 408 -90 (18.1) 3,815