ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2015

Position Statistics

Total Positions 251
New Positions 17
Increased Positions 76
Decreased Positions 129
Positions with Activity 205
Sold Out Positions 23
Total Mkt Value (in $ millions) 1,821

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.34%
Capital Goods 6.15%
Conglomerates 0%
Consumer Cyclical 0.96%
Consumer/Non-Cyclical 4.65%
Energy 3.64%
Financial 21.41%
Healthcare 11.41%
Services 19.91%
Technology 14.95%
Transportation 3.83%
Utilities 6.04%

129 DECREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALCOA INC COM -13,161 Sold Out 0
AXIS CAPITAL HOLDINGS LTD PFD SER C -1,676 Sold Out 0
CALIFORNIA RES CORP COM -46 Sold Out 0
CISCO SYS INC COM -291 Sold Out 0
DELTA AIR LINES INC DEL COM NEW -1,421 Sold Out 0
DEUTSCHE BANK CAP FDG TR IX PFD 6.625% GTD -3,818 Sold Out 0
EXCO RESOURCES INC COM -76 Sold Out 0
FANUC CORPORATION ADR -20,813 Sold Out 0
FEDERAL AGRIC MTG CORP PFD A 5.875%NON -255 Sold Out 0
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A -200 Sold Out 0
INTEL CORP COM -295 Sold Out 0
MDU RES GROUP INC COM -232 Sold Out 0
PRECISION CASTPARTS CORP COM -5,349 Sold Out 0
RALPH LAUREN CORP CL A -6,230 Sold Out 0
SAREPTA THERAPEUTICS INC COM -480 Sold Out 0
SEAGATE TECHNOLOGY PLC SHS -728 Sold Out 0
TYCO INTL PLC SHS -175 Sold Out 0
UNITED STATES CELLULAR CORP CALL SR NT 60 -2,022 Sold Out 0
UNITED STS SHORT OIL FD LP UNITS -275 Sold Out 0
WELLS FARGO & CO NEW DEP1/1000PF CL A -2,209 Sold Out 0