ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,835

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.25%
Capital Goods 4.53%
Conglomerates 0.33%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 3.53%
Energy 6.44%
Financial 20.82%
Healthcare 13.48%
Services 10.74%
Technology 15.95%
Transportation 2.33%
Utilities 7%

124 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 341 -7 (1.96) 5,400
MONSANTO CO NEW COM 325 -2 (0.73) 2,740
CITIGROUP INC COM NEW 302 -24 (7.3) 6,351
MDU RES GROUP INC COM 292 -9 (2.99) 12,797
FEDERAL AGRIC MTG CORP PFD A 5.875%NON 251 -13 (4.77) 10,075
MEAD JOHNSON NUTRITION CO COM 224 -8 (3.63) 2,203
CATERPILLAR INC DEL COM 213 -5 (2.13) 2,668
JPMORGAN CHASE & CO ALERIAN ML ETN 201 -2 (1.11) 4,550
ENERGY XXI LTD USD UNRS SHS 56 -1 (2.48) 19,650
AXIS CAPITAL HOLDINGS LTD PFD SER C -1,859 Sold Out 0
CHART INDS INC COM PAR $0.01 -480 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM -14,669 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -64,969 Sold Out 0
DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC 6.55% -208 Sold Out 0
EMERSON ELEC CO COM -180 Sold Out 0
FIRST REP BK SAN FRANCISCO CAL DEP SH PFD A -204 Sold Out 0
GENWORTH FINL INC COM CL A -7,630 Sold Out 0
GOLDMAN SACHS GROUP INC DEPSHS1/1000PF -206 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -15,421 Sold Out 0
PENTAIR PLC SHS -1,360 Sold Out 0