ROOSEVELT INVESTMENT GROUP INC Information

730 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 06/30/2015

Position Statistics

Total Positions 254
New Positions 25
Increased Positions 90
Decreased Positions 118
Positions with Activity 208
Sold Out Positions 24
Total Mkt Value (in $ millions) 1,618

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 4.04%
Conglomerates
Consumer Cyclical 3.32%
Consumer/Non-Cyclical 4.7%
Energy 3.63%
Financial 20.67%
Healthcare 11.93%
Services 17.79%
Technology 18%
Transportation 3.05%
Utilities 4.66%

118 DECREASED Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TEXAS CAP BANCSHARES INC SUB NT 6.50%42 400 -6 (1.39) 16,000
ABBVIE INC COM 387 -20 (4.87) 6,050
SIMPSON MANUFACTURING CO INC COM 372 -485 (56.59) 10,765
SLM CORP PFD A 6.97% 325 -12 (3.65) 7,016
INTL PAPER CO COM 309 -105 (25.33) 7,075
MACYS INC COM 283 -12 (4.01) 4,791
AMGEN INC COM 273 -3 (1.19) 1,751
HSBC HLDGS PLC ADR A 1/40PF A 250 -5 (2.12) 9,950
NATURAL RESOURCE PARTNERS L P COM UNIT L P 200 -1 (0.64) 62,060
STRATASYS LTD SHS 190 -12 (5.95) 6,320
CATERPILLAR INC DEL COM 188 -4 (1.98) 2,477
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 186 -6 (3.16) 5,244
KEYCORP NEW COM 169 -55 (24.55) 12,233
HUGOTON RTY TR TEX UNIT BEN INT 149 -19 (11.36) 46,800
ALLIANCE RES PARTNER L P UT LTD PART -203 Sold Out 0
ASCENA RETAIL GROUP INC COM -3,830 Sold Out 0
CHEMOURS CO COM -554 Sold Out 0
COGNEX CORP COM -284 Sold Out 0
CONOCOPHILLIPS COM -204 Sold Out 0
DU PONT E I DE NEMOURS & CO COM -14,832 Sold Out 0