ROOSEVELT INVESTMENT GROUP INC Information

430 THIRD AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 09/30/2014

Position Statistics

Total Positions 236
New Positions 13
Increased Positions 54
Decreased Positions 124
Positions with Activity 178
Sold Out Positions 15
Total Mkt Value (in $ millions) 1,818

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.09%
Capital Goods 4.7%
Conglomerates 0.33%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 3.38%
Energy 6.86%
Financial 22.1%
Healthcare 12.91%
Services 10.26%
Technology 15.81%
Transportation 2.46%
Utilities 6.84%

124 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HSBC USA INC NEW PFD DEP 1/40 G 854 -39 (4.38) 38,235
PUBLIC SVC ENTERPRISE GROUP COM 852 -16 (1.89) 20,445
SIMON PPTY GROUP INC NEW PFD J 8.375% 790 -34 (4.16) 11,395
GETTY RLTY CORP NEW COM 743 -4 (0.48) 41,250
NATURAL RESOURCE PARTNERS L P COM UNIT L P 733 -5 (0.74) 72,020
US BANCORP DEL DEP SHS REP G 637 -253 (28.37) 23,350
BANK AMER CORP COM 619 -72 (10.38) 35,840
INTL PAPER CO COM 605 -32 (5.03) 11,325
DOMINOS PIZZA INC COM 597 -3 (0.42) 6,393
CAPITAL ONE FINL CORP DEP SHS 1/40TH 489 -215 (30.57) 20,210
STATE STR CORP DEP SHS REPSTG 1 488 -68 (12.26) 21,475
AMERICAN EXPRESS CO COM 442 -18 (3.84) 4,886
TEXAS CAP BANCSHARES INC SUB NT 6.50%42 435 -17 (3.78) 18,475
CHEVRON CORP NEW COM 404 -89 (18.1) 3,815
SLM CORP PFD A 6.97% 391 -15 (3.62) 8,151
CONOCOPHILLIPS COM 368 -30 (7.53) 5,492
ABBVIE INC COM 359 -7 (1.96) 5,400
DILLARDS CAP TR I CAP SECS 7.5% 355 -123 (25.68) 13,719
MARKET VECTORS ETF TR HG YLD MUN ETF 348 -643 (64.9) 11,277
PPL CORP COM 344 -221 (39.1) 9,867