ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 03/31/2014

Position Statistics

Total Positions 279
New Positions 17
Increased Positions 87
Decreased Positions 148
Positions with Activity 235
Sold Out Positions 56
Total Mkt Value (in $ millions) 2,254

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.62%
Capital Goods 7.08%
Conglomerates 0.22%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 3.78%
Energy 6.69%
Financial 25.04%
Healthcare 16.17%
Services 10.34%
Technology 19.29%
Transportation 2.16%
Utilities 2.09%

148 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JPMORGAN CHASE CAP XXIX GTD CAP SECS 2,626 -5 (0.2) 101,995
MICROSOFT CORP COM 2,620 -1,475 (36.03) 58,384
DOW CHEM CO COM 2,608 -14 (0.55) 48,400
VERIZON COMMUNICATIONS INC COM 2,425 -62 (2.49) 47,635
HSBC HLDGS PLC PERP PREF SHS 2,313 -31 (1.31) 85,363
INTERNATIONAL BUSINESS MACHS COM 2,121 -2,135 (50.16) 10,956
QUESTAR CORP COM 2,085 -102 (4.66) 88,743
RAYONIER INC COM 2,018 -7 (0.35) 57,065
ALEXION PHARMACEUTICALS INC COM 1,934 -68 (3.38) 11,172
TECO ENERGY INC COM 1,916 -9 (0.49) 106,700
TARGET CORP COM 1,890 -9 (0.48) 31,120
EXXON MOBIL CORP COM 1,833 -225 (10.94) 17,578
DUKE ENERGY CORP NEW COM NEW 1,759 -2 (0.13) 23,970
MONDELEZ INTL INC CL A 1,743 -842 (32.57) 45,515
SOUTHERN CO COM 1,720 -6 (0.33) 38,375
AEGON NV 7.25% PERP SUB 1,547 -17 (1.11) 61,871
AT&T INC COM 1,392 -56 (3.89) 38,805
CHURCH & DWIGHT INC COM 1,316 -13 (1) 19,747
NATURAL RESOURCE PARTNERS L P COM UNIT L P 1,296 -11 (0.84) 77,099
MARSH & MCLENNAN COS INC COM 1,255 -202 (13.85) 23,944