ROOSEVELT INVESTMENT GROUP INC Information

317 MADISON AVENUE, NEW YORK, New York, 10017, (646) 452-6700

Report Date: 12/31/2013

Position Statistics

Total Positions 284
New Positions 21
Increased Positions 101
Decreased Positions 124
Positions with Activity 225
Sold Out Positions 26
Total Mkt Value (in $ millions) 2,198

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.48%
Capital Goods 7.52%
Conglomerates 0.2%
Consumer Cyclical 0.5%
Consumer/Non-Cyclical 2.45%
Energy 5.53%
Financial 27.46%
Healthcare 15.55%
Services 11.68%
Technology 18.61%
Transportation 1.63%
Utilities 1.98%

225 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DISCOVER FINL SVCS COM 82,419 4,862 6.27 1,464,442
MORGAN STANLEY COM NEW 77,846 -3,365 (4.14) 2,507,921
BIOGEN IDEC INC COM 74,957 6,678 9.78 244,357
LYONDELLBASELL INDUSTRIES N V SHS - A - 74,541 8,996 13.72 807,600
CHICAGO BRIDGE & IRON CO N V COM 73,142 -1,575 (2.11) 843,910
WELLS FARGO & CO NEW COM 71,059 -3,222 (4.34) 1,432,934
HOME DEPOT INC COM 69,341 -4,020 (5.48) 883,105
FACEBOOK INC CL A 68,286 -46,390 (40.45) 1,112,868
HERTZ GLOBAL HOLDINGS INC COM 67,489 -19,125 (22.08) 2,383,928
PFIZER INC COM 66,105 -4,625 (6.54) 2,137,946
WISDOMTREE TR JAPN HEDGE EQT 60,736 8,040 15.26 1,307,558
EOG RES INC COM 59,820 -2,942 (4.69) 569,280
MICROCHIP TECHNOLOGY INC COM 56,142 -3,540 (5.93) 1,168,644
RAYTHEON CO COM NEW 55,782 -2,804 (4.79) 556,544
COGNIZANT TECHNOLOGY SOLUTIONS CL A 51,425 8,155 18.85 1,050,564
CELGENE CORP COM 50,262 -3,337 (6.23) 347,065
LILLY ELI & CO COM 45,279 -14,446 (24.19) 760,228
GNC HLDGS INC COM CL A 44,856 5,693 14.54 983,676
ICICI BK LTD ADR 44,125 7,263 19.70 1,001,012
REGENERON PHARMACEUTICALS COM 42,594 -10,763 (20.17) 140,536