ROCKY MOUNTAIN ADVISERS, LLC Information

2344 SPRUCE STREET, BOULDER, Colorado, 80302, (303) 444-5483

Report Date: 12/31/2015

Position Statistics

Total Positions 274
New Positions 4
Increased Positions 16
Decreased Positions 30
Positions with Activity 46
Sold Out Positions 24
Total Mkt Value (in $ millions) 18

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.62%
Capital Goods 3.51%
Conglomerates
Consumer Cyclical 0.72%
Consumer/Non-Cyclical 4.5%
Energy 3.04%
Financial 62.57%
Healthcare 3.41%
Services 7.89%
Technology 5.6%
Transportation 0.95%
Utilities 6.65%

274 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WILLIS TOWERS WATSON PUB LTD SHS 1,808 -562 (23.72) 14,472
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,722 New 11,834
BOULDER GROWTH & INCOME FD INC COM 1,361 New 169,095
SOUTHERN CO COM 873 -524 (37.5) 17,418
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 760 26 3.47 9,385
SPDR SERIES TRUST S&P DIVID ETF 633 New 7,845
3M CO COM 578 New 3,454
WAL-MART STORES INC COM 488 67 15.87 7,300
BERKSHIRE HATHAWAY INC DEL CL A 438 New 2
SCHWAB STRATEGIC TR US TIPS ETF 392 55 16.47 7,035
INTERNATIONAL BUSINESS MACHS COM 387 New 2,650
MICROSOFT CORP COM 307 New 6,165
PIMCO CORPORATE & INCOME OPP F COM 278 New 20,000
PROCTER & GAMBLE CO COM 272 12 4.62 3,400
SCHWAB STRATEGIC TR US BRD MKT ETF 271 -20 (6.97) 5,469
VANGUARD BD INDEX FD INC SHORT TRM BOND 249 8 3.34 3,090
JOHNSON & JOHNSON COM 248 4 1.75 2,215
PIMCO ETF TR INV GRD CRP BD 230 -17 (6.98) 2,200
EXXON MOBIL CORP COM 226 New 2,561
SCHWAB STRATEGIC TR SHT TM US TRES 221 New 4,345