ROCKY MOUNTAIN ADVISERS, LLC Information

2344 SPRUCE STREET, BOULDER, Colorado, 80302, (303) 444-5483

Report Date: 12/31/2014

Position Statistics

Total Positions 265
New Positions 9
Increased Positions 15
Decreased Positions 11
Positions with Activity 26
Sold Out Positions 4
Total Mkt Value (in $ millions) 15

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.19%
Capital Goods 4.17%
Conglomerates
Consumer Cyclical 0.09%
Consumer/Non-Cyclical 4.1%
Energy 2.2%
Financial 45.64%
Healthcare 4.25%
Services 28.8%
Technology 6.53%
Transportation 1.65%
Utilities 2.15%

265 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TOWERS WATSON & CO CL A 2,918 New 22,472
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,710 New 11,884
BOULDER GROWTH & INCOME FD INC COM 791 New 92,397
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 551 312 130.37 6,865
WAL-MART STORES INC COM 504 New 6,200
3M CO COM 483 16 3.50 2,954
BERKSHIRE HATHAWAY INC DEL CL A 434 New 2
INTERNATIONAL BUSINESS MACHS COM 425 New 2,650
SPDR SERIES TRUST S&P DIVID ETF 355 New 4,570
ISHARES 1-3 YR CR BD ETF 287 New 2,725
MICROSOFT CORP COM 247 New 6,040
JOHNSON & JOHNSON COM 234 New 2,334
YUM BRANDS INC COM 203 New 2,590
TANGER FACTORY OUTLET CTRS INC COM 200 New 5,700
VANGUARD BD INDEX FD INC SHORT TRM BOND 195 New 2,430
ISHARES TR SELECT DIVID ETF 184 New 2,375
COCA COLA CO COM 179 4 2.29 4,462
UNION PAC CORP COM 174 New 1,600
SCHWAB STRATEGIC TR US BRD MKT ETF 169 169 New 3,359
PROCTER & GAMBLE CO COM 165 New 2,000