ROCKWOOD INVESTMENT MANAGEMENT, INC
35 MASON STREET, GREENWICH, Connecticut, 06830, (203) 625-0047
Report Date: 12/31/2012
Position Statistics:
| Total Positions | 98 |
| New Positions | 54 |
| Increased Positions | 69 |
| Decreased Positions | 29 |
| Positions with Activity | 98 |
| Sold Out Positions | 21 |
| Total Mkt Value (in $ millions) |
83 |
Sector Weighting
| Basic Materials | |
| Capital Goods | 0% |
| Conglomerates | |
| Consumer Cyclical | |
| Consumer/Non-Cyclical | 0.57% |
| Energy | |
| Financial | 95.45% |
| Healthcare | |
| Services | 1.2% |
| Technology | 0% |
| Transportation | |
| Utilities |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
98 Positions as of 12/31/2012
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| EATON VANCE TAX MNGD GBL DV EQ | COM | 4,305 | 644 | 17.59 | 433,097 |
| PROSPECT CAPITAL CORPORATION | COM | 3,889 | 3,889 | New | 355,500 |
| EATON VANCE TX MGD DIV EQ INCM | COM | 3,158 | 470 | 17.50 | 293,744 |
| BOULDER GROWTH & INCOME FD INC | COM | 3,017 | 1,859 | 160.60 | 392,800 |
| BLACKROCK UTIL & INFRASTRCTURE | COM | 3,010 | 3,010 | New | 155,310 |
| INDIA FD INC | COM | 2,646 | 1,035 | 64.26 | 121,000 |
| NUVEEN REAL ASSET INC & GROWTH | COM | 2,616 | 2,616 | New | 126,364 |
| EATON VANCE RISK MNGD DIV EQTY | COM | 2,466 | 1,208 | 95.99 | 215,000 |
| GABELLI UTIL TR | COM | 2,438 | 2,438 | New | 351,344 |
| GAMCO GLOBAL GOLD NAT RES & IN | COM SH BEN INT | 2,391 | 2,391 | New | 219,200 |
| GAMCO NAT RES GOLD & INCOME TR | SH BEN INT | 2,326 | 2,326 | New | 190,000 |
| RMR REAL ESTATE INCOME FUND | COM | 2,311 | -2,126 | (47.92) | 99,056 |
| BLACKROCK ENERGY & RES TR | COM | 2,226 | 2,226 | New | 82,854 |
| DUFF & PHELPS GLB UTL INC FD | COM | 2,069 | 2,069 | New | 103,381 |
| REAVES UTIL INCOME FD | COM SH BEN INT | 1,944 | -3,604 | (64.97) | 70,064 |
| THAI FD INC | COM | 1,928 | 625 | 48 | 74,000 |
| BLACKROCK GLOBAL OPP EQTY TR | COM | 1,892 | 1,892 | New | 132,145 |
| BLACKROCK REAL ASSET EQUITY TR | COM | 1,856 | 1,856 | New | 185,000 |
| WESTERN ASSET MTG CAP CORP | COM | 1,784 | -248 | (12.2) | 87,797 |
| FIRSTHAND TECH VALUE FD INC | COM | 1,635 | 509 | 45.18 | 85,000 |
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