ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2014

Position Statistics

Total Positions 536
New Positions 51
Increased Positions 128
Decreased Positions 202
Positions with Activity 330
Sold Out Positions 60
Total Mkt Value (in $ millions) 4,666

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.15%
Capital Goods 1.97%
Conglomerates 0.07%
Consumer Cyclical 4.35%
Consumer/Non-Cyclical 1.65%
Energy 11.29%
Financial 21.7%
Healthcare 14.02%
Services 19.53%
Technology 18.57%
Transportation 3%
Utilities 0.8%

536 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALKERMES PLC SHS -119 Sold Out 0
AMERICAN ELEC PWR INC COM -6 Sold Out 0
ARROWHEAD RESH CORP COM NEW -41 Sold Out 0
AVIS BUDGET GROUP COM -9,317 Sold Out 0
BANCO SANTANDER CHILE NEW SP ADR REP COM -2,006 Sold Out 0
BANK N S HALIFAX COM -317 Sold Out 0
BUCKEYE PARTNERS L P UNIT LTD PARTN -243 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 -323 Sold Out 0
CLEAN HARBORS INC COM -272 Sold Out 0
COBALT INTL ENERGY INC COM -616 Sold Out 0
COGNEX CORP COM -689 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -353 Sold Out 0
COMERICA INC COM -4,057 Sold Out 0
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR -183 Sold Out 0
COPA HOLDINGS SA CL A -81 Sold Out 0
DEERE & CO COM -55 Sold Out 0
DILLARDS INC CL A -25 Sold Out 0
E M C CORP MASS COM -328 Sold Out 0
EMBOTELLADORA ANDINA S A SPON ADR B -67 Sold Out 0
ENDOLOGIX INC COM -97 Sold Out 0