ROCKEFELLER FINANCIAL SERVICES INC
30 ROCKEFELLER PLAZA, NEW YORK, New York, 10112, (212) 649-5600
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 527 |
| New Positions | 21 |
| Increased Positions | 205 |
| Decreased Positions | 94 |
| Positions with Activity | 299 |
| Sold Out Positions | 17 |
| Total Mkt Value (in $ millions) |
5,395 |
Sector Weighting
| Basic Materials | 4.02% |
| Capital Goods | 1.33% |
| Conglomerates | 0.55% |
| Consumer Cyclical | 0.62% |
| Consumer/Non-Cyclical | 3.01% |
| Energy | 15.49% |
| Financial | 19.55% |
| Healthcare | 15.71% |
| Services | 15.48% |
| Technology | 20.24% |
| Transportation | 2.63% |
| Utilities | 1.37% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
527 Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| ABBVIE INC | COM | -11,901 | Sold Out | 0 | |
| BORGWARNER INC | COM | -15,541 | Sold Out | 0 | |
| CRIMSON WINE GROUP LTD | COM | -432 | Sold Out | 0 | |
| DESARROLLADORA HOMEX S A DE CV | SPONSORED ADR | -107 | Sold Out | 0 | |
| ELECTRONIC ARTS INC | COM | Sold Out | 0 | ||
| EXELON CORP | COM | -12 | Sold Out | 0 | |
| FIFTH & PAC COS INC | COM | -23 | Sold Out | 0 | |
| HMS HLDGS CORP | COM | -81 | Sold Out | 0 | |
| ISHARES TR | RUSSELL MCP VL | -3,894 | Sold Out | 0 | |
| ISHARES TR | CORE S&P MCP ETF | -107 | Sold Out | 0 | |
| NPS PHARMACEUTICALS INC | COM | -79 | Sold Out | 0 | |
| NYSE EURONEXT | COM | -316 | Sold Out | 0 | |
| PHARMACYCLICS INC | COM | -11,544 | Sold Out | 0 | |
| PLAINS EXPL& PRODTN CO | COM | -1,718 | Sold Out | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | -1,734 | Sold Out | 0 | |
| SENOMYX INC | COM | -1,103 | Sold Out | 0 | |
| SYNAGEVA BIOPHARMA CORP | COM | -52 | Sold Out | 0 | |
| ALCATEL-LUCENT | SPONSORED ADR | New | 78 | ||
| TOYOTA MOTOR CORP | SP ADR REP2COM | New | 1 | ||
| FRONTIER COMMUNICATIONS CORP | COM | New | 36 |
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