ROCKEFELLER FINANCIAL SERVICES INC Information

30 ROCKEFELLER PLAZA, NEW YORK, New York, 10112, (212) 649-5600

Report Date: 03/31/2013

Position Statistics:

Total Positions 527
New Positions 21
Increased Positions 205
Decreased Positions 94
Positions with Activity 299
Sold Out Positions 17
Total Mkt Value
(in $ millions)
5,395

Sector Weighting

Basic Materials 4.02%
Capital Goods 1.33%
Conglomerates 0.55%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 3.01%
Energy 15.49%
Financial 19.55%
Healthcare 15.71%
Services 15.48%
Technology 20.24%
Transportation 2.63%
Utilities 1.37%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

527 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM -11,901 Sold Out 0
BORGWARNER INC COM -15,541 Sold Out 0
CRIMSON WINE GROUP LTD COM -432 Sold Out 0
DESARROLLADORA HOMEX S A DE CV SPONSORED ADR -107 Sold Out 0
ELECTRONIC ARTS INC COM Sold Out 0
EXELON CORP COM -12 Sold Out 0
FIFTH & PAC COS INC COM -23 Sold Out 0
HMS HLDGS CORP COM -81 Sold Out 0
ISHARES TR RUSSELL MCP VL -3,894 Sold Out 0
ISHARES TR CORE S&P MCP ETF -107 Sold Out 0
NPS PHARMACEUTICALS INC COM -79 Sold Out 0
NYSE EURONEXT COM -316 Sold Out 0
PHARMACYCLICS INC COM -11,544 Sold Out 0
PLAINS EXPL& PRODTN CO COM -1,718 Sold Out 0
QIHOO 360 TECHNOLOGY CO LTD ADS -1,734 Sold Out 0
SENOMYX INC COM -1,103 Sold Out 0
SYNAGEVA BIOPHARMA CORP COM -52 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR New 78
TOYOTA MOTOR CORP SP ADR REP2COM New 1
FRONTIER COMMUNICATIONS CORP COM New 36