ROCKEFELLER FINANCIAL SERVICES INC
30 ROCKEFELLER PLAZA, NEW YORK, New York, 10112, (212) 649-5600
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 527 |
| New Positions | 21 |
| Increased Positions | 205 |
| Decreased Positions | 94 |
| Positions with Activity | 299 |
| Sold Out Positions | 17 |
| Total Mkt Value (in $ millions) |
5,449 |
Sector Weighting
| Basic Materials | 4.03% |
| Capital Goods | 1.34% |
| Conglomerates | 0.54% |
| Consumer Cyclical | 0.63% |
| Consumer/Non-Cyclical | 2.97% |
| Energy | 15.56% |
| Financial | 19.64% |
| Healthcare | 15.61% |
| Services | 15.4% |
| Technology | 20.29% |
| Transportation | 2.62% |
| Utilities | 1.35% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
527 Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) | Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| ABBVIE INC | COM | -12,148 | Sold Out | 0 | |
| BORGWARNER INC | COM | -15,939 | Sold Out | 0 | |
| CRIMSON WINE GROUP LTD | COM | -437 | Sold Out | 0 | |
| DESARROLLADORA HOMEX S A DE CV | SPONSORED ADR | -107 | Sold Out | 0 | |
| ELECTRONIC ARTS INC | COM | Sold Out | 0 | ||
| EXELON CORP | COM | -12 | Sold Out | 0 | |
| FIFTH & PAC COS INC | COM | -24 | Sold Out | 0 | |
| HMS HLDGS CORP | COM | -81 | Sold Out | 0 | |
| ISHARES TR | RUSSELL MCP VL | -3,942 | Sold Out | 0 | |
| ISHARES TR | CORE S&P MCP ETF | -108 | Sold Out | 0 | |
| NPS PHARMACEUTICALS INC | COM | -82 | Sold Out | 0 | |
| NYSE EURONEXT | COM | -322 | Sold Out | 0 | |
| PHARMACYCLICS INC | COM | -11,677 | Sold Out | 0 | |
| PLAINS EXPL& PRODTN CO | COM | -1,734 | Sold Out | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | -1,744 | Sold Out | 0 | |
| SENOMYX INC | COM | -1,097 | Sold Out | 0 | |
| SYNAGEVA BIOPHARMA CORP | COM | -52 | Sold Out | 0 | |
| TOYOTA MOTOR CORP | SP ADR REP2COM | New | 1 | ||
| PETROCHINA CO LTD | SPONSORED ADR | New | 3 | ||
| SELECT SECTOR SPDR TR | SBI INT-ENERGY | 1 | New | 16 |
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