ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2014

Position Statistics

Total Positions 536
New Positions 51
Increased Positions 128
Decreased Positions 202
Positions with Activity 330
Sold Out Positions 60
Total Mkt Value (in $ millions) 4,611

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.17%
Capital Goods 2.02%
Conglomerates 0.08%
Consumer Cyclical 4.32%
Consumer/Non-Cyclical 1.69%
Energy 10.65%
Financial 21.51%
Healthcare 14.25%
Services 19.7%
Technology 18.41%
Transportation 3.29%
Utilities 0.77%

536 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ALKERMES PLC SHS -126 Sold Out 0
AMERICAN ELEC PWR INC COM -6 Sold Out 0
ARROWHEAD RESH CORP COM NEW -41 Sold Out 0
AVIS BUDGET GROUP COM -9,866 Sold Out 0
BANCO SANTANDER CHILE NEW SP ADR REP COM -1,983 Sold Out 0
BANK N S HALIFAX COM -285 Sold Out 0
BUCKEYE PARTNERS L P UNIT LTD PARTN -226 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 -323 Sold Out 0
CLEAN HARBORS INC COM -274 Sold Out 0
COBALT INTL ENERGY INC COM -543 Sold Out 0
COGNEX CORP COM -748 Sold Out 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A -378 Sold Out 0
COMERICA INC COM -3,892 Sold Out 0
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR -161 Sold Out 0
COPA HOLDINGS SA CL A -75 Sold Out 0
DEERE & CO COM -53 Sold Out 0
DILLARDS INC CL A -26 Sold Out 0
E M C CORP MASS COM -308 Sold Out 0
EMBOTELLADORA ANDINA S A SPON ADR B -52 Sold Out 0
ENDOLOGIX INC COM -106 Sold Out 0