ROCKEFELLER FINANCIAL SERVICES INC Information

30 ROCKEFELLER PLAZA, NEW YORK, New York, 10112, (212) 649-5600

Report Date: 03/31/2013

Position Statistics:

Total Positions 527
New Positions 21
Increased Positions 205
Decreased Positions 94
Positions with Activity 299
Sold Out Positions 17
Total Mkt Value
(in $ millions)
5,449

Sector Weighting

Basic Materials 4.03%
Capital Goods 1.34%
Conglomerates 0.54%
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 2.97%
Energy 15.56%
Financial 19.64%
Healthcare 15.61%
Services 15.4%
Technology 20.29%
Transportation 2.62%
Utilities 1.35%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

527 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM -12,148 Sold Out 0
BORGWARNER INC COM -15,939 Sold Out 0
CRIMSON WINE GROUP LTD COM -437 Sold Out 0
DESARROLLADORA HOMEX S A DE CV SPONSORED ADR -107 Sold Out 0
ELECTRONIC ARTS INC COM Sold Out 0
EXELON CORP COM -12 Sold Out 0
FIFTH & PAC COS INC COM -24 Sold Out 0
HMS HLDGS CORP COM -81 Sold Out 0
ISHARES TR RUSSELL MCP VL -3,942 Sold Out 0
ISHARES TR CORE S&P MCP ETF -108 Sold Out 0
NPS PHARMACEUTICALS INC COM -82 Sold Out 0
NYSE EURONEXT COM -322 Sold Out 0
PHARMACYCLICS INC COM -11,677 Sold Out 0
PLAINS EXPL& PRODTN CO COM -1,734 Sold Out 0
QIHOO 360 TECHNOLOGY CO LTD ADS -1,744 Sold Out 0
SENOMYX INC COM -1,097 Sold Out 0
SYNAGEVA BIOPHARMA CORP COM -52 Sold Out 0
TOYOTA MOTOR CORP SP ADR REP2COM New 1
PETROCHINA CO LTD SPONSORED ADR New 3
SELECT SECTOR SPDR TR SBI INT-ENERGY 1 New 16