ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2014

Position Statistics

Total Positions 544
New Positions 52
Increased Positions 132
Decreased Positions 203
Positions with Activity 335
Sold Out Positions 61
Total Mkt Value (in $ millions) 4,459

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.2%
Capital Goods 2.06%
Conglomerates 0.08%
Consumer Cyclical 4.03%
Consumer/Non-Cyclical 1.9%
Energy 10.65%
Financial 21.08%
Healthcare 14.52%
Services 19.73%
Technology 18.45%
Transportation 3.64%
Utilities 0.77%

544 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5 YR TIPS ETF 569 New 5,710
ISHARES 1-3 YR CR BD ETF 809 New 7,667
DR REDDYS LABS LTD ADR 89 -14 (13.22) 1,648
E HOUSE CHINA HLDGS LTD ADR 17,681 -131 (0.74) 2,551,314
ICICI BK LTD ADR 638 638 New 50,300
NOVO-NORDISK A S ADR 1,823 -590 (24.45) 39,710
RANDGOLD RES LTD ADR 146 -984 (87.07) 1,760
TEVA PHARMACEUTICAL INDS LTD ADR 123 45 58.52 2,140
VALE S A ADR New 44
HSBC HLDGS PLC ADR A 1/40PF A 182 New 7,000
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 275 New 10,870
BARCLAYS BANK PLC ADS7.75%PFD S4 104 New 4,000
JPMORGAN CHASE & CO ALERIAN ML ETN 195 New 4,403
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 976 New 20,500
CTRIP COM INTL LTD AMERICAN DEP SHS 32,063 -365 (1.13) 666,451
HONDA MOTOR LTD AMERN SHS 3 New 106
ISHARES TR CHINA LG-CAP ETF 78 New 1,830
AMC NETWORKS INC CL A 540 New 8,075
BERKSHIRE HATHAWAY INC DEL CL A 1,980 -440 (18.18) 9
BROADCOM CORP CL A 8 New 185