ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2013

Position Statistics

Total Positions 538
New Positions 31
Increased Positions 164
Decreased Positions 163
Positions with Activity 327
Sold Out Positions 28
Total Mkt Value (in $ millions) 4,629

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.04%
Capital Goods 0.85%
Conglomerates 0.11%
Consumer Cyclical 3.8%
Consumer/Non-Cyclical 1.35%
Energy 15.48%
Financial 20.89%
Healthcare 16.34%
Services 15.2%
Technology 18.07%
Transportation 2.13%
Utilities 0.79%

538 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5 YR TIPS ETF 579 579 New 5,710
ISHARES 1-3 YR CR BD ETF 809 New 7,667
DR REDDYS LABS LTD ADR 191 46 31.74 4,458
NOVO-NORDISK A S ADR 20,610 107 .52 480,760
TEVA PHARMACEUTICAL INDS LTD ADR 67 New 1,350
VALE S A ADR 265 218 469.50 19,044
HSBC HLDGS PLC ADR A 1/40PF A 176 New 7,000
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 260 New 10,870
BARCLAYS BANK PLC ADS7.75%PFD S4 104 New 4,000
JPMORGAN CHASE & CO ALERIAN ML ETN 210 New 4,403
ALPS ETF TR ALERIAN MLP -326 Sold Out 0
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US -1,023 Sold Out 0
CTRIP COM INTL LTD AMERICAN DEP SHS 23,207 23,207 New 456,565
HONDA MOTOR LTD AMERN SHS 4 4 New 106
SPDR SERIES TRUST BRC CNV SECS ETF -119 Sold Out 0
ISHARES CHINA LG-CAP ETF 65 New 1,830
WISDOMTREE TR CHINESE YUAN FD -5 Sold Out 0
AMC NETWORKS INC CL A 466 New 6,975
BERKSHIRE HATHAWAY INC DEL CL A 24,319 New 131
BROADCOM CORP CL A 5 New 185


Create your free portfolio