ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 06/30/2014

Position Statistics

Total Positions 667
New Positions 152
Increased Positions 254
Decreased Positions 226
Positions with Activity 480
Sold Out Positions 32
Total Mkt Value (in $ millions) 4,322

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.4%
Capital Goods 0.79%
Conglomerates 0.11%
Consumer Cyclical 3.97%
Consumer/Non-Cyclical 1.19%
Energy 11.11%
Financial 20.39%
Healthcare 17.03%
Services 18.81%
Technology 18.99%
Transportation 3%
Utilities 0.92%

667 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5 YR TIPS ETF -576 Sold Out 0
ISHARES 1-3 YR CR BD ETF 810 New 7,667
CRH PLC ADR 14 14 New 651
DR REDDYS LABS LTD ADR 197 New 3,976
NOVO-NORDISK A S ADR 8,490 -13,345 (61.12) 186,885
RANDGOLD RES LTD ADR 5,408 -7,143 (56.91) 78,960
TEVA PHARMACEUTICAL INDS LTD ADR 97 25 34.82 1,820
VALE S A ADR -204 (99.77) 44
WPP PLC NEW ADR 46 46 New 483
HSBC HLDGS PLC ADR A 1/40PF A 178 New 7,000
ERICSSON ADR B SEK 10 18 18 New 1,581
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 272 New 10,870
BARCLAYS BANK PLC ADS7.75%PFD S4 103 New 4,000
JPMORGAN CHASE & CO ALERIAN ML ETN 224 New 4,403
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 979 New 20,500
CTRIP COM INTL LTD AMERICAN DEP SHS 35,169 398 1.14 613,344
HONDA MOTOR LTD AMERN SHS 3 New 106
ISHARES TR CHINA LG-CAP ETF 70 New 1,830
AMC NETWORKS INC CL A 479 New 8,075
BELMOND LTD CL A 1 1 New 99