ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 06/30/2014

Position Statistics

Total Positions 665
New Positions 151
Increased Positions 253
Decreased Positions 225
Positions with Activity 478
Sold Out Positions 32
Total Mkt Value (in $ millions) 4,531

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.43%
Capital Goods 0.81%
Conglomerates 0.11%
Consumer Cyclical 3.91%
Consumer/Non-Cyclical 1.14%
Energy 11.96%
Financial 20.32%
Healthcare 16.28%
Services 18.72%
Technology 19.28%
Transportation 2.96%
Utilities 0.86%

665 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
CHEVRON CORP NEW COM -122,002 Sold Out 0
UNITEDHEALTH GROUP INC COM 10,436 -79,589 (88.41) 118,858
RIO TINTO PLC SPONSORED ADR 202 -47,116 (99.57) 3,918
GOLDMAN SACHS GROUP INC COM 1,228 -38,262 (96.89) 6,594
COMERICA INC COM 7,116 -37,839 (84.17) 137,090
ROYAL CARIBBEAN CRUISES LTD COM 78,449 -19,376 (19.81) 1,149,605
HELMERICH & PAYNE INC COM 13,516 -17,927 (57.01) 133,665
ALEXION PHARMACEUTICALS INC COM 38,924 -17,651 (31.2) 241,103
REGENERON PHARMACEUTICALS COM 39,618 -16,970 (29.99) 110,380
BERKSHIRE HATHAWAY INC DEL CL A 9,964 -16,960 (62.99) 47
CARMAX INC COM 10,700 -14,638 (57.77) 199,745
NOVO-NORDISK A S ADR 9,047 -14,220 (61.12) 186,885
CIMAREX ENERGY CO COM 8,168 -14,038 (63.22) 61,150
JOHNSON & JOHNSON COM 33,560 -13,334 (28.44) 310,765
CONTINENTAL RESOURCES INC COM 42,137 -12,422 (22.77) 615,410
RENAISSANCERE HOLDINGS LTD COM 9,702 -12,100 (55.5) 95,895
APACHE CORP COM 67,686 -11,820 (14.87) 701,332
ALLISON TRANSMISSION HLDGS INC COM 8,486 -11,082 (56.63) 285,250
MONSANTO CO NEW COM 7,840 -10,767 (57.87) 68,110
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 7,532 -10,741 (58.78) 159,000