ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 03/31/2014

Position Statistics

Total Positions 553
New Positions 41
Increased Positions 219
Decreased Positions 137
Positions with Activity 356
Sold Out Positions 40
Total Mkt Value (in $ millions) 4,834

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 0.67%
Conglomerates 0.11%
Consumer Cyclical 3.95%
Consumer/Non-Cyclical 1.1%
Energy 16.2%
Financial 21.41%
Healthcare 15.03%
Services 14.66%
Technology 18.64%
Transportation 2.5%
Utilities 0.74%

553 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ST JUDE MED INC COM -58,628 Sold Out 0
COACH INC COM -35,400 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -24,194 Sold Out 0
MICROSOFT CORP COM 117,809 -21,102 (15.19) 2,636,135
CHIPOTLE MEXICAN GRILL INC COM -20,563 Sold Out 0
LEUCADIA NATL CORP COM -12,496 Sold Out 0
COCA COLA CO COM 2,730 -9,730 (78.09) 64,352
EXXON MOBIL CORP COM 101,721 -8,164 (7.43) 990,178
NATIONAL OILWELL VARCO INC COM -7,160 Sold Out 0
SPDR S&P 500 ETF TR TR UNIT 73,624 -6,714 (8.36) 372,385
KNOWLES CORP COM 529 -6,031 (91.93) 18,117
MASTERCARD INC CL A 151 -3,797 (96.17) 1,950
GOLDCORP INC NEW COM -3,070 Sold Out 0
CLEAN HARBORS INC COM 287 -2,303 (88.93) 4,839
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 1,475 -2,055 (58.22) 44,169
ULTRAPAR PARTICIPACOES S A SP ADR REP COM -2,049 Sold Out 0
EMPRESA NACIONAL DE ELCTRCIDAD SPONSORED ADR -2,014 Sold Out 0
COCA COLA FEMSA S A B DE C V SPON ADR REP L 131 -1,844 (93.38) 1,120
TIFFANY & CO NEW COM 829 -1,782 (68.25) 8,317
ISHARES RUSSELL 3000 ETF -1,756 Sold Out 0