ROCKEFELLER FINANCIAL SERVICES INC Information

30 ROCKEFELLER PLAZA, NEW YORK, New York, 10112, (212) 649-5600

Report Date: 03/31/2013

Position Statistics:

Total Positions 527
New Positions 21
Increased Positions 205
Decreased Positions 94
Positions with Activity 299
Sold Out Positions 17
Total Mkt Value
(in $ millions)
5,380

Sector Weighting

Basic Materials 4.08%
Capital Goods 1.36%
Conglomerates 0.49%
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 2.93%
Energy 15.69%
Financial 19.83%
Healthcare 15.65%
Services 15.27%
Technology 20.13%
Transportation 2.59%
Utilities 1.35%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

527 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
DELTA AIR LINES INC DEL COM NEW 16,755 15,659 1,427.66 885,126
ENCANA CORP COM 16,726 15,376 1,138.96 850,770
MONSANTO CO NEW COM 16,567 173 1.06 158,035
NOVO-NORDISK A S ADR 16,527 232 1.42 98,000
MCDONALDS CORP COM 16,392 -97 (0.59) 163,445
DU PONT E I DE NEMOURS & CO COM 16,102 14,619 985.57 290,921
GRUPO TELEVISA SA SPON ADR REP ORD 16,088 14,418 863.13 621,399
NATIONAL INSTRS CORP COM 15,886 572 3.73 555,657
LEUCADIA NATL CORP COM 15,412 276 1.82 502,830
IRON MTN INC COM 15,292 -408 (2.6) 416,441
ALLISON TRANSMISSION HLDGS INC COM 15,283 1,814 13.46 636,250
VENTAS INC COM 15,203 14,396 1,783.95 198,323
PRECISION CASTPARTS CORP COM 15,031 13,891 1,218.67 71,327
MENTOR GRAPHICS CORP COM 14,779 -455 (2.99) 800,598
CHEMED CORP NEW COM 14,476 -375 (2.52) 212,045
NUCOR CORP COM 14,259 215 1.53 315,316
FLOWSERVE CORP COM 14,178 13,161 1,294.27 84,981
EXAMWORKS GROUP INC COM 14,129 -348 (2.41) 763,740
EOG RES INC COM 13,765 11,309 460.49 105,215
CARTER'S, INC. COM 13,764 -407 (2.87) 196,065

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