ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 06/30/2014

Position Statistics

Total Positions 664
New Positions 151
Increased Positions 253
Decreased Positions 224
Positions with Activity 477
Sold Out Positions 31
Total Mkt Value (in $ millions) 4,381

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.5%
Capital Goods 0.79%
Conglomerates 0.11%
Consumer Cyclical 3.9%
Consumer/Non-Cyclical 1.13%
Energy 12.75%
Financial 20.44%
Healthcare 16.12%
Services 18.15%
Technology 19.11%
Transportation 3.16%
Utilities 0.83%

664 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STATOIL ASA SPONSORED ADR -6 Sold Out 0
TRANSOCEAN LTD REG SHS -8 Sold Out 0
VALERO ENERGY CORP NEW COM -7 Sold Out 0
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF -2,012 Sold Out 0