ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2013

Position Statistics

Total Positions 538
New Positions 31
Increased Positions 164
Decreased Positions 163
Positions with Activity 327
Sold Out Positions 28
Total Mkt Value (in $ millions) 4,583

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.06%
Capital Goods 0.84%
Conglomerates 0.11%
Consumer Cyclical 3.79%
Consumer/Non-Cyclical 1.34%
Energy 15.31%
Financial 20.94%
Healthcare 16.31%
Services 15.35%
Technology 17.98%
Transportation 2.18%
Utilities 0.8%

538 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NETAPP INC COM 41,380 -2,094 (4.82) 1,150,390
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 41,100 963 2.40 994,667
COMERICA INC COM 40,946 2,057 5.29 848,613
COPA HOLDINGS SA CL A 39,870 -1,020 (2.49) 275,019
SEATTLE GENETICS INC COM 37,216 -1,007 (2.63) 1,001,237
MALLINCKRODT PUB LTD CO SHS 36,743 2,002 5.76 587,424
DOVER CORP COM 36,275 -591 (1.6) 449,063
COMCAST CORP NEW CL A 34,102 -1,510 (4.24) 711,041
HELMERICH & PAYNE INC COM 32,937 73 .22 310,995
GOLDMAN SACHS GROUP INC COM 32,520 -688 (2.07) 212,936
OCEANEERING INTL INC COM 26,453 -343 (1.28) 376,980
EXAMWORKS GROUP INC COM 25,478 -592 (2.27) 743,892
BP PLC SPONSORED ADR 24,750 3,504 16.49 521,592
CTRIP COM INTL LTD AMERICAN DEP SHS 24,577 24,577 New 456,565
INCYTE CORP COM 24,565 23,858 3,371.52 531,143
COLGATE PALMOLIVE CO COM 24,379 -78 (0.32) 373,276
BERKSHIRE HATHAWAY INC DEL CL A 23,942 New 131
INTERNATIONAL BUSINESS MACHS COM 23,679 4,564 23.88 121,312
BIOMARIN PHARMACEUTICAL INC COM 23,452 -1,098 (4.47) 409,644
TRIMBLE NAVIGATION LTD COM 22,681 -173 (0.76) 619,199