ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 09/30/2014

Position Statistics

Total Positions 663
New Positions 26
Increased Positions 133
Decreased Positions 357
Positions with Activity 490
Sold Out Positions 170
Total Mkt Value (in $ millions) 4,658

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.81%
Capital Goods 0.71%
Conglomerates 0.07%
Consumer Cyclical 4.08%
Consumer/Non-Cyclical 1.94%
Energy 12.63%
Financial 20.65%
Healthcare 14.47%
Services 19.77%
Technology 19.75%
Transportation 2.82%
Utilities 0.91%

663 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES NY AMTFRE MU ETF 86 New 777
FIRSTMERIT CORP COM 84 New 4,449
MCKESSON CORP COM 84 -4 (4.31) 400
EXTERRAN PARTNERS LP COM UNITS 81 New 3,700
MOMENTA PHARMACEUTICALS INC COM 79 -93 (53.88) 6,923
TEVA PHARMACEUTICAL INDS LTD ADR 77 -27 (25.82) 1,350
OILTANKING PARTNERS L P UNIT LTD 76 New 1,680
ISHARES TR CHINA LG-CAP ETF 74 New 1,830
COPA HOLDINGS SA CL A 74 -29,317 (99.75) 732
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 71 New 1,250
WISCONSIN ENERGY CORP COM 71 New 1,356
NOVADAQ TECHNOLOGIES INC COM 71 -78 (52.31) 4,352
ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 69 New 2,500
FOUNDATION MEDICINE INC COM 69 69 New 2,850
NEXTERA ENERGY INC COM 62 -2 (2.5) 585
EMBOTELLADORA ANDINA S A SPON ADR B 61 New 3,510
ISHARES TR IBOXX INV CP ETF 60 -1,139 (94.99) 506
AMERICAN INTL GROUP INC WT EXP 011921 60 New 2,425
TARGA RESOURCES PARTNERS LP COM UNIT 57 New 1,200
TOOTSIE ROLL INDS INC COM 56 New 1,842