ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2013

Position Statistics

Total Positions 538
New Positions 31
Increased Positions 164
Decreased Positions 163
Positions with Activity 327
Sold Out Positions 28
Total Mkt Value (in $ millions) 4,688

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 0.86%
Conglomerates 0.11%
Consumer Cyclical 3.86%
Consumer/Non-Cyclical 1.35%
Energy 15.65%
Financial 20.73%
Healthcare 16.34%
Services 15.23%
Technology 17.97%
Transportation 2.14%
Utilities 0.78%

538 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CEMENTOS PACASMAYO S A A SPON ADR REP 5 112 112 New 12,180
EXTERRAN PARTNERS LP COM UNITS 109 New 3,700
COSTCO WHSL CORP NEW COM 107 New 940
BARCLAYS BANK PLC ADS7.75%PFD S4 103 New 4,000
WHOLE FOODS MKT INC COM 102 New 2,120
ISHARES RUS MD CP GR ETF 101 New 1,200
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 100 -42 (29.68) 4,810
MARRONE BIO INNOVATIONS INC COM 96 96 New 8,053
STAPLES INC COM 96 New 7,998
ISHARES CORE S&P500 ETF 91 -17 (15.33) 486
EMBOTELLADORA ANDINA S A SPON ADR B 88 New 3,510
FIRSTMERIT CORP COM 87 9 11.49 4,310
ISHARES NY AMTFRE MU ETF 85 New 777
CENCOSUD S A SPONSORED ADS 84 New 8,200
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 83 New 3,100
ADOBE SYS INC COM 82 New 1,275
JACOBS ENGR GROUP INC DEL COM 80 New 1,250
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 77 New 1,600
ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 76 New 2,500
WISCONSIN ENERGY CORP COM 75 New 1,571