ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 06/30/2014

Position Statistics

Total Positions 667
New Positions 152
Increased Positions 254
Decreased Positions 226
Positions with Activity 480
Sold Out Positions 32
Total Mkt Value (in $ millions) 4,234

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.4%
Capital Goods 0.79%
Conglomerates 0.11%
Consumer Cyclical 3.94%
Consumer/Non-Cyclical 1.2%
Energy 11.05%
Financial 20.41%
Healthcare 17.09%
Services 18.8%
Technology 19.05%
Transportation 2.94%
Utilities 0.93%

667 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WAL-MART STORES INC COM 62,502 1,042 1.70 831,813
ILLINOIS TOOL WKS INC COM 61,879 -584 (0.94) 741,867
REINSURANCE GROUP AMER INC COM NEW 60,524 -257 (0.42) 783,483
EXPEDIA INC DEL COM NEW 59,668 -272 (0.45) 772,407
VISA INC COM CL A 59,147 327 .56 284,566
NETAPP INC COM 58,311 -9,553 (14.08) 1,512,997
ANADARKO PETE CORP COM 58,249 -1,501 (2.51) 642,432
ST JUDE MED INC COM 52,901 52,901 New 897,229
MALLINCKRODT PUB LTD CO SHS 51,486 -931 (1.78) 590,778
APACHE CORP COM 51,148 -8,932 (14.87) 701,332
AFLAC INC COM 49,466 -280 (0.56) 864,489
CAPITAL ONE FINL CORP COM 49,413 -654 (1.31) 645,916
ROYAL DUTCH SHELL PLC SPONS ADR A 49,298 718 1.48 721,580
YUM BRANDS INC COM 44,365 -845 (1.87) 641,759
ISHARES TR MSCI EAFE ETF 42,935 5,740 15.43 703,627
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 42,674 183 .43 1,036,274
ALEXION PHARMACEUTICALS INC COM 40,554 -18,390 (31.2) 241,103
REGENERON PHARMACEUTICALS COM 40,413 -17,311 (29.99) 110,380
BAKER HUGHES INC COM 40,148 -8,243 (17.03) 762,545
OCEANEERING INTL INC COM 36,364 11,767 47.84 570,860