ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 03/31/2014

Position Statistics

Total Positions 553
New Positions 41
Increased Positions 219
Decreased Positions 137
Positions with Activity 356
Sold Out Positions 40
Total Mkt Value (in $ millions) 4,833

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.03%
Capital Goods 0.67%
Conglomerates 0.11%
Consumer Cyclical 3.98%
Consumer/Non-Cyclical 1.11%
Energy 16.42%
Financial 21.28%
Healthcare 15.22%
Services 14.71%
Technology 18.39%
Transportation 2.33%
Utilities 0.74%

553 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ANADARKO PETE CORP COM 70,841 246 .35 658,988
BAKER HUGHES INC COM 68,105 723 1.07 919,100
ILLINOIS TOOL WKS INC COM 64,957 312 .48 748,867
NETAPP INC COM 64,254 22,276 53.07 1,760,869
WAL-MART STORES INC COM 63,154 748 1.20 817,949
REINSURANCE GROUP AMER INC COM NEW 62,472 1,179 1.92 786,805
CONTINENTAL RESOURCES INC COM 62,305 986 1.61 398,418
EXPEDIA INC DEL COM NEW 62,206 530 .86 775,928
VISA INC COM CL A 61,172 4,941 8.79 282,993
ROYAL DUTCH SHELL PLC SPONS ADR A 58,507 3,019 5.44 711,069
ALEXION PHARMACEUTICALS INC COM 57,654 296 .52 350,436
CAPITAL ONE FINL CORP COM 55,230 1,561 2.91 654,460
AFLAC INC COM 54,702 836 1.55 869,386
YUM BRANDS INC COM 54,431 553 1.03 653,979
RIO TINTO PLC SPONSORED ADR 51,392 1,111 2.21 915,597
UNITED CONTL HLDGS INC COM 50,333 10,303 25.74 1,256,138
REGENERON PHARMACEUTICALS COM 49,022 40 .08 157,662
MALLINCKRODT PUB LTD CO SHS 46,613 1,088 2.39 601,458
JOHNSON & JOHNSON COM 46,047 570 1.25 434,244
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 45,576 1,642 3.74 1,031,841