ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 09/30/2014

Position Statistics

Total Positions 662
New Positions 26
Increased Positions 133
Decreased Positions 356
Positions with Activity 489
Sold Out Positions 169
Total Mkt Value (in $ millions) 4,608

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.77%
Capital Goods 0.68%
Conglomerates 0.07%
Consumer Cyclical 3.95%
Consumer/Non-Cyclical 1.87%
Energy 12.2%
Financial 19.94%
Healthcare 14.94%
Services 20.23%
Technology 19.64%
Transportation 3.23%
Utilities 0.92%

169 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -27 Sold Out 0
AIRGAS INC COM -19,077 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -1 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -44,199 Sold Out 0
ALTERA CORP COM -2 Sold Out 0
AMERISOURCEBERGEN CORP COM -5 Sold Out 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR -36 Sold Out 0
APPLIED MATLS INC COM -23 Sold Out 0
ARCHER DANIELS MIDLAND CO COM -4 Sold Out 0
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - -14 Sold Out 0
ARMSTRONG WORLD INDS INC NEW COM -1 Sold Out 0
AXIALL CORP COM -1 Sold Out 0
BELMOND LTD CL A -1 Sold Out 0
BEMIS INC COM -4 Sold Out 0
BHP BILLITON PLC SPONSORED ADR -15 Sold Out 0
BIOGEN IDEC INC COM -23 Sold Out 0
BOSTON SCIENTIFIC CORP COM -4 Sold Out 0
BROADRIDGE FINL SOLUTIONS INC COM -20 Sold Out 0
CADENCE DESIGN SYSTEM INC COM -1 Sold Out 0
CANADIAN PAC RY LTD COM -41 Sold Out 0