ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2013

Position Statistics

Total Positions 538
New Positions 31
Increased Positions 164
Decreased Positions 163
Positions with Activity 327
Sold Out Positions 28
Total Mkt Value (in $ millions) 4,729

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.03%
Capital Goods 0.85%
Conglomerates 0.11%
Consumer Cyclical 3.87%
Consumer/Non-Cyclical 1.33%
Energy 15.6%
Financial 20.64%
Healthcare 16.6%
Services 15.18%
Technology 17.88%
Transportation 2.18%
Utilities 0.78%

31 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RIO TINTO PLC SPONSORED ADR 49,242 49,242 New 895,801
UNITED CONTL HLDGS INC COM 45,764 45,764 New 999,002
CTRIP COM INTL LTD AMERICAN DEP SHS 23,846 23,846 New 456,565
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 14,689 14,689 New 351,250
MISTRAS GROUP INC COM 8,636 8,636 New 363,164
HOLLYFRONTIER CORP COM 1,764 1,764 New 34,400
ISHARES TR 0-5 YR TIPS ETF 580 580 New 5,710
TJX COS INC NEW COM 469 469 New 7,863
CATAMARAN CORP COM 420 420 New 10,707
ROYAL DUTCH SHELL PLC SPON ADR B 387 387 New 4,823
ARCHER DANIELS MIDLAND CO COM 363 363 New 8,137
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 331 331 New 12,263
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 327 327 New 12,327
FOUNDATION MEDICINE INC COM 237 237 New 8,512
CEMENTOS PACASMAYO S A A SPON ADR REP 5 113 113 New 12,180
MARRONE BIO INNOVATIONS INC COM 95 95 New 8,053
NEXTERA ENERGY INC COM 62 62 New 643
LIBERTY MEDIA CORP DELAWARE CL A 9 9 New 67
RAYTHEON CO COM NEW 8 8 New 79
ASTRAZENECA PLC SPONSORED ADR 6 6 New 93


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