ROCKEFELLER FINANCIAL SERVICES INC
30 ROCKEFELLER PLAZA, NEW YORK, New York, 10112, (212) 649-5600
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 525 |
| New Positions | 21 |
| Increased Positions | 203 |
| Decreased Positions | 94 |
| Positions with Activity | 297 |
| Sold Out Positions | 16 |
| Total Mkt Value (in $ millions) |
5,370 |
Sector Weighting
| Basic Materials | 4.02% |
| Capital Goods | 1.39% |
| Conglomerates | 0.48% |
| Consumer Cyclical | 0.64% |
| Consumer/Non-Cyclical | 2.75% |
| Energy | 15.64% |
| Financial | 20.14% |
| Healthcare | 15.68% |
| Services | 14.78% |
| Technology | 20.6% |
| Transportation | 2.62% |
| Utilities | 1.28% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
203 INCREASED Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| YAHOO INC | COM | 3 | 3 | New | 100 |
| ISHARES TR | DJ SEL DIV INX | 3 | 3 | New | 50 |
| PANDORA MEDIA INC | COM | 16 | 16 | New | 1,000 |
| FACEBOOK INC | CL A | 29 | 29 | New | 1,188 |
| ISHARES TR | S&P NTL AMTFREE | 36 | 2 | 6.90 | 341 |
| DELL INC | COM | 42 | 34 | 416.67 | 3,100 |
| COMSCORE INC | COM | 45 | 1 | 2.41 | 1,914 |
| GERON CORP | COM | 45 | 45 | New | 39,481 |
| GENPACT LIMITED | SHS | 55 | 55 | New | 2,804 |
| SEQUENOM INC | COM NEW | 58 | 26 | 80.29 | 13,864 |
| PVR PARTNERS L P | COM UNIT REPTG L | 64 | 38 | 147.37 | 2,350 |
| FIRSTMERIT CORP | COM | 64 | 2 | 2.43 | 3,295 |
| SAPIENT CORP | COM | 73 | 2 | 2.44 | 5,533 |
| PERKINELMER INC | COM | 80 | 80 | New | 2,323 |
| SUNESIS PHARMACEUTICALS INC | COM NEW | 90 | 15 | 20.86 | 17,524 |
| VALE S A | ADR | 94 | 94 | New | 6,600 |
| NOVADAQ TECHNOLOGIES INC | COM | 96 | 35 | 57.05 | 6,973 |
| OCEAN PWR TECHNOLOGIES INC | COM NEW | 99 | 28 | 40.01 | 58,849 |
| CENTENE CORP DEL | COM | 103 | 38 | 57.76 | 1,972 |
| DEXCOM INC | COM | 103 | 32 | 45.10 | 4,527 |
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