ROCKEFELLER FINANCIAL SERVICES INC Information

30 ROCKEFELLER PLAZA, NEW YORK, New York, 10112, (212) 649-5600

Report Date: 03/31/2013

Position Statistics:

Total Positions 525
New Positions 21
Increased Positions 203
Decreased Positions 94
Positions with Activity 297
Sold Out Positions 16
Total Mkt Value
(in $ millions)
5,370

Sector Weighting

Basic Materials 4.02%
Capital Goods 1.39%
Conglomerates 0.48%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 2.75%
Energy 15.64%
Financial 20.14%
Healthcare 15.68%
Services 14.78%
Technology 20.6%
Transportation 2.62%
Utilities 1.28%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

203 INCREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
YAHOO INC COM 3 3 New 100
ISHARES TR DJ SEL DIV INX 3 3 New 50
PANDORA MEDIA INC COM 16 16 New 1,000
FACEBOOK INC CL A 29 29 New 1,188
ISHARES TR S&P NTL AMTFREE 36 2 6.90 341
DELL INC COM 42 34 416.67 3,100
COMSCORE INC COM 45 1 2.41 1,914
GERON CORP COM 45 45 New 39,481
GENPACT LIMITED SHS 55 55 New 2,804
SEQUENOM INC COM NEW 58 26 80.29 13,864
PVR PARTNERS L P COM UNIT REPTG L 64 38 147.37 2,350
FIRSTMERIT CORP COM 64 2 2.43 3,295
SAPIENT CORP COM 73 2 2.44 5,533
PERKINELMER INC COM 80 80 New 2,323
SUNESIS PHARMACEUTICALS INC COM NEW 90 15 20.86 17,524
VALE S A ADR 94 94 New 6,600
NOVADAQ TECHNOLOGIES INC COM 96 35 57.05 6,973
OCEAN PWR TECHNOLOGIES INC COM NEW 99 28 40.01 58,849
CENTENE CORP DEL COM 103 38 57.76 1,972
DEXCOM INC COM 103 32 45.10 4,527