ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2013

Position Statistics

Total Positions 538
New Positions 31
Increased Positions 164
Decreased Positions 163
Positions with Activity 327
Sold Out Positions 28
Total Mkt Value (in $ millions) 4,688

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 0.86%
Conglomerates 0.11%
Consumer Cyclical 3.86%
Consumer/Non-Cyclical 1.35%
Energy 15.65%
Financial 20.73%
Healthcare 16.34%
Services 15.23%
Technology 17.97%
Transportation 2.14%
Utilities 0.78%

164 INCREASED Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 1,576 5 .30 11,442
ABAXIS INC COM 7,144 3 .04 182,380
ABIOMED INC COM 10,702 5 .04 434,337
ACCENTURE PLC IRELAND SHS CLASS A 906 732 421.96 11,483
AIRGAS INC COM 18,074 12 .07 167,444
ALLERGAN INC COM 1,253 209 20 9,360
ALLISON TRANSMISSION HLDGS INC COM 20,136 170 .85 649,750
ALTRIA GROUP INC COM 17 5 43.67 431
AMGEN INC COM 1,395 124 9.77 12,079
ARCHER DANIELS MIDLAND CO COM 366 366 New 8,137
ASTRAZENECA PLC SPONSORED ADR 6 6 New 93
AT&T INC COM 139 4 3.19 3,852
AVIS BUDGET GROUP COM 21,092 13 .06 401,556
BCE INC COM NEW 5 5 New 104
BERKSHIRE HATHAWAY INC DEL CL B NEW 6,740 95 1.44 52,993
BP PLC SPONSORED ADR 25,495 3,609 16.49 521,592
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 14,781 14,781 New 351,250
CARMAX INC COM 20,620 64 .31 463,995
CARNIVAL CORP PAIRED CTF 22,100 6,111 38.22 592,170
CARPENTER TECHNOLOGY CORP COM 9,393 3 .03 147,742