ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 03/31/2016

Position Statistics

Total Positions 659
New Positions 119
Increased Positions 240
Decreased Positions 184
Positions with Activity 424
Sold Out Positions 47
Total Mkt Value (in $ millions) 5,112

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.56%
Capital Goods 2.47%
Conglomerates 0.04%
Consumer Cyclical 3.85%
Consumer/Non-Cyclical 1.31%
Energy 6.28%
Financial 22.27%
Healthcare 14.09%
Services 14.53%
Technology 21.9%
Transportation 3.68%
Utilities 5.98%

240 INCREASED Positions as of 03/31/2016

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AVIVA PLC ADR 8 8 New 626
BARCLAYS PLC ADR 7 7 New 695
CARNIVAL PLC ADR 186 14 8.22 3,609
ICICI BK LTD ADR 473 23 5.02 70,628
NOVO-NORDISK A S ADR 1,559 90 6.11 29,005
TEVA PHARMACEUTICAL INDS LTD ADR 149 54 57.55 2,910
WPP PLC NEW ADR 37 13 51.85 328
ERICSSON ADR B SEK 10 14 14 New 1,858
SONY CORP ADR NEW 10 10 New 395
HDFC BANK LTD ADR REPS 3 SHS 586 586 New 9,277
QIHOO 360 TECHNOLOGY CO LTD ADS 602 25 4.26 8,206
HONDA MOTOR LTD AMERN SHS 12 9 325.47 451
ARTISAN PARTNERS ASSET MGMT IN CL A 5 5 New 153
BIO RAD LABS INC CL A 12 12 New 81
COGNIZANT TECHNOLOGY SOLUTIONS CL A 369 7 2.07 5,971
COPA HOLDINGS SA CL A 3 3 New 59
FACEBOOK INC CL A 1,254 893 246.98 10,812
LENNAR CORP CL A 4 4 New 99
GROUPE CGI INC CL A SUB VTG 13 13 New 291
MOLSON COORS BREWING CO CL B 168 36 27.43 1,728