ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 03/31/2014

Position Statistics

Total Positions 553
New Positions 41
Increased Positions 219
Decreased Positions 137
Positions with Activity 356
Sold Out Positions 40
Total Mkt Value (in $ millions) 4,810

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.01%
Capital Goods 0.67%
Conglomerates 0.11%
Consumer Cyclical 3.99%
Consumer/Non-Cyclical 1.11%
Energy 16.13%
Financial 21.29%
Healthcare 15.32%
Services 14.7%
Technology 18.46%
Transportation 2.49%
Utilities 0.75%

219 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACADIA PHARMACEUTICALS COM 214 214 New 9,586
AMERICAN EXPRESS CO COM 152 152 New 1,605
AMERICAN TOWER CORP NEW COM 110 110 New 1,200
ANSYS INC COM 82 82 New 1,100
ARROWHEAD RESH CORP COM NEW 75 75 New 6,113
AUTONATION INC COM 104 104 New 1,700
AUTOZONE INC COM 173 173 New 325
BECTON DICKINSON & CO COM 30 30 New 250
BLACKSTONE GROUP L P COM UNIT LTD 194 194 New 6,000
CARDINAL HEALTH INC COM 7 7 New 103
CBRE GROUP INC CL A 98 98 New 3,000
CHART INDS INC COM PAR $0.01 183 183 New 2,311
CHIMERIX INC COM 127 127 New 6,222
COMMUNITY HEALTH SYS INC NEW RT 012716 New 450
DIRECTV COM 173 173 New 2,000
FASTENAL CO COM 103 103 New 2,230
FIRST FINL BANKSHARES COM 47 47 New 1,524
INTERFACE INC COM 249 249 New 13,875
ISHARES S&P 500 VAL ETF 414 414 New 4,572
ISHARES MSCI ACWI ETF 314 314 New 5,208