ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 09/30/2014

Position Statistics

Total Positions 663
New Positions 26
Increased Positions 133
Decreased Positions 357
Positions with Activity 490
Sold Out Positions 170
Total Mkt Value (in $ millions) 4,661

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.81%
Capital Goods 0.71%
Conglomerates 0.07%
Consumer Cyclical 4.07%
Consumer/Non-Cyclical 1.93%
Energy 12.51%
Financial 20.66%
Healthcare 14.55%
Services 19.76%
Technology 19.73%
Transportation 2.91%
Utilities 0.91%

133 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENTROPIC COMMUNICATIONS INC COM 3,402 22 .64 1,505,111
ISHARES TR MSCI INDONIA ETF 2,501 2,501 New 91,932
DELTA AIR LINES INC DEL COM NEW 2,234 2,234 New 46,494
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 2,194 2,194 New 26,698
PVH CORP COM 1,956 7 .37 15,595
ISHARES TR SP SMCP600GR ETF 1,840 1,840 New 15,000
LEJU HLDGS LTD SPONSORED ADS 1,383 1,383 New 129,056
VERIZON COMMUNICATIONS INC COM 1,357 92 7.25 28,469
ATHENAHEALTH INC COM 1,322 283 27.21 8,827
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 1,022 377 58.38 19,324
ALLERGAN INC COM 847 847 New 4,029
XYLEM INC COM 837 66 8.56 21,593
DANAHER CORP DEL COM 694 147 26.77 7,998
TIFFANY & CO NEW COM 608 3 .53 5,671
ISHARES TR CORE S&P500 ETF 568 467 458.85 2,716
ISHARES TR 0-5 YR TIPS ETF 565 565 New 5,710
AQUA AMERICA INC COM 535 201 59.96 20,014
PENTAIR PLC SHS 528 87 19.80 7,878
AMERICAN WTR WKS CO INC NEW COM 526 52 10.85 9,790
SMITH A O COM 463 124 36.48 8,235