ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 06/30/2014

Position Statistics

Total Positions 665
New Positions 151
Increased Positions 253
Decreased Positions 225
Positions with Activity 478
Sold Out Positions 32
Total Mkt Value (in $ millions) 4,518

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.5%
Capital Goods 0.82%
Conglomerates 0.11%
Consumer Cyclical 4.04%
Consumer/Non-Cyclical 1.14%
Energy 12.41%
Financial 20.23%
Healthcare 16.02%
Services 18.75%
Technology 19.17%
Transportation 2.98%
Utilities 0.84%

253 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORTHERN TR CORP COM 632 25 4.14 9,289
LAUDER ESTEE COS INC CL A 563 16 2.96 7,384
GRAINGER W W INC COM 496 496 New 2,000
PENTAIR PLC SHS 460 17 3.94 6,576
CONCHO RES INC COM 453 453 New 3,406
DARLING INGREDIENTS INC COM 450 4 .87 23,082
UNITED TECHNOLOGIES CORP COM 450 25 5.80 4,086
AMERICAN WTR WKS CO INC NEW COM 442 6 1.39 8,832
AIR PRODS & CHEMS INC COM 427 27 6.83 3,205
DEXCOM INC COM 426 109 34.28 9,773
THORATEC CORP COM NEW 391 222 131.50 16,089
CIT GROUP INC COM NEW 389 22 5.90 8,101
E M C CORP MASS COM 372 14 4.05 12,566
ISIS PHARMACEUTICALS INC COM 349 95 37.26 10,201
SUNTRUST BKS INC COM 338 24 7.50 8,804
TORNIER N V SHS 324 103 46.67 15,394
ACADIA PHARMACEUTICALS COM 315 104 49.09 14,292
AMERICAN INTL GROUP INC COM NEW 282 30 11.82 5,081
SORRENTO THERAPEUTICS INC COM NEW 276 276 New 50,512
INTERFACE INC COM 253 12 4.95 14,562