ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2014

Position Statistics

Total Positions 536
New Positions 51
Increased Positions 128
Decreased Positions 202
Positions with Activity 330
Sold Out Positions 60
Total Mkt Value (in $ millions) 4,611

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.17%
Capital Goods 2.02%
Conglomerates 0.08%
Consumer Cyclical 4.32%
Consumer/Non-Cyclical 1.69%
Energy 10.65%
Financial 21.51%
Healthcare 14.25%
Services 19.7%
Technology 18.41%
Transportation 3.29%
Utilities 0.77%

128 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MONSANTO CO NEW COM 1,634 1,634 New 14,409
VERIZON COMMUNICATIONS INC COM 1,412 14 .98 28,749
HALLIBURTON CO COM 1,107 19 1.77 25,273
EQT CORP COM 908 908 New 10,985
SPECTRA ENERGY CORP COM 882 880 38,722.58 24,070
ISHARES TR CORE S&P500 ETF 856 286 50.30 4,082
CITIGROUP INC COM NEW 796 46 6.08 15,413
DANAHER CORP DEL COM 710 26 3.75 8,298
SMITH A O COM 645 103 19.05 9,804
LAUDER ESTEE COS INC CL A 624 21 3.49 7,422
ICICI BK LTD ADR 518 518 New 50,300
AUSPEX PHARMACEUTICALS INC COM 472 472 New 4,705
METLIFE INC COM 407 407 New 7,993
CHUBB CORP COM 387 387 New 3,800
CELGENE CORP COM 373 73 24.34 3,111
SPECTRA ENERGY PARTNERS LP COM 345 97 38.95 6,600
FREEPORT-MCMORAN INC CL B 297 3 .90 15,328
MIDDLESEX WATER CO COM 293 45 18.35 12,908
SLM CORP COM 269 269 New 29,842
ISHARES TR GLOBAL 100 ETF 241 15 6.82 3,100