ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2013

Position Statistics

Total Positions 538
New Positions 31
Increased Positions 164
Decreased Positions 163
Positions with Activity 327
Sold Out Positions 28
Total Mkt Value (in $ millions) 4,700

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.04%
Capital Goods 0.86%
Conglomerates 0.11%
Consumer Cyclical 3.88%
Consumer/Non-Cyclical 1.34%
Energy 15.72%
Financial 20.65%
Healthcare 16.49%
Services 15.15%
Technology 17.89%
Transportation 2.15%
Utilities 0.78%

164 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KOREA ELECTRIC PWR SPONSORED ADR 16,386 2,817 20.76 867,455
NATIONAL INSTRS CORP COM 15,469 135 .88 565,607
RANGE RES CORP COM 15,450 6 .04 165,275
INSULET CORP COM 15,295 6 .04 355,192
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 14,763 14,763 New 351,250
CARTER'S, INC. COM 14,494 8 .05 197,411
LITTELFUSE INC COM 13,861 5 .04 141,281
HOME DEPOT INC COM 13,011 684 5.55 166,895
GLAXOSMITHKLINE PLC SPONSORED ADR 12,897 2,683 26.26 242,795
LEUCADIA NATL CORP COM 12,856 156 1.23 493,720
FACTSET RESH SYS INC COM 12,725 7 .05 120,477
OMNICELL INC COM 12,529 39 .31 456,277
COCA COLA CO COM 11,967 10,251 597.33 293,665
IRON MTN INC COM 11,604 8 .07 425,355
GENTHERM INC COM 11,182 15 .13 306,059
ABIOMED INC COM 10,835 5 .04 434,337
ISHARES RUSSELL 2000 ETF 10,697 158 1.50 94,288
MERIT MED SYS INC COM 9,605 2 .02 720,547
NEWPARK RES INC COM PAR $.01NEW 9,439 5 .05 787,262
CARPENTER TECHNOLOGY CORP COM 9,388 3 .03 147,742