ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 06/30/2015

Position Statistics

Total Positions 535
New Positions 14
Increased Positions 106
Decreased Positions 195
Positions with Activity 301
Sold Out Positions 67
Total Mkt Value (in $ millions) 4,879

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.13%
Capital Goods 3.37%
Conglomerates 0.04%
Consumer Cyclical 3.9%
Consumer/Non-Cyclical 1.67%
Energy 9.2%
Financial 22.3%
Healthcare 14.64%
Services 16.49%
Technology 18.81%
Transportation 4.27%
Utilities 0.79%

106 INCREASED Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SOUTHWEST AIRLS CO COM 73,142 50,076 217.09 2,014,384
YUM BRANDS INC COM 65,821 554 .85 747,799
ANADARKO PETE CORP COM 64,366 7,794 13.78 839,962
ALIBABA GROUP HLDG LTD SPONSORED ADS 52,381 1,263 2.47 655,087
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 52,068 16,853 47.86 981,679
ALEXION PHARMACEUTICALS INC COM 48,936 9,675 24.64 245,553
CABOT OIL & GAS CORP COM 44,143 1,015 2.35 1,696,518
U S G CORP COM NEW 41,076 41,076 New 1,332,758
ISHARES TR MSCI EAFE ETF 40,505 3,731 10.15 628,956
APACHE CORP COM 39,364 5,564 16.46 846,905
BAIDU INC SPON ADR REP A 34,214 34,199 227,925.58 196,102
INCYTE CORP COM 32,706 2,728 9.10 317,659
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 32,490 27 .08 854,993
COMERICA INC COM 29,284 8,831 43.18 612,133
KOREA ELECTRIC PWR SPONSORED ADR 25,957 285 1.11 1,260,680
INTERXION HOLDING N.V SHS 25,246 7,544 42.62 915,363
M & T BK CORP COM 22,517 7,802 53.02 170,303
MACYS INC COM 19,452 6,016 44.77 280,575
ROPER TECHNOLOGIES INC COM 18,753 6,383 51.60 112,248
ROYAL DUTCH SHELL PLC SPON ADR B 15,740 15,485 6,083.78 270,726