ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 09/30/2014

Position Statistics

Total Positions 663
New Positions 26
Increased Positions 133
Decreased Positions 356
Positions with Activity 489
Sold Out Positions 170
Total Mkt Value (in $ millions) 4,656

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.84%
Capital Goods 0.73%
Conglomerates 0.08%
Consumer Cyclical 4.01%
Consumer/Non-Cyclical 1.95%
Energy 13.62%
Financial 20.63%
Healthcare 14.64%
Services 19.47%
Technology 19.27%
Transportation 2.58%
Utilities 0.93%

133 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PLUM CREEK TIMBER CO INC COM 126 126 New 3,000
YAHOO INC COM 114 24 27.02 2,205
ALKERMES PLC SHS 109 55 100 2,020
BB&T CORP COM 102 102 New 2,680
EAGLE BANCORP INC MD COM 98 98 New 2,792
AETNA INC NEW COM 87 87 New 1,000
FOUNDATION MEDICINE INC COM 65 65 New 2,850
OMNICOM GROUP INC COM 46 46 New 600
PANDORA MEDIA INC COM 40 20 100 2,052
ROCKET FUEL INC COM 36 18 100 2,068
LEJU HLDGS LTD SPONSORED ADS 7 7 New 544
TRANSOCEAN LTD REG SHS 5 5 New 199
COMMUNITY HEALTH SYS INC NEW COM 1 1 New 31