ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2013

Position Statistics

Total Positions 538
New Positions 31
Increased Positions 164
Decreased Positions 163
Positions with Activity 327
Sold Out Positions 28
Total Mkt Value (in $ millions) 4,678

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.04%
Capital Goods 0.85%
Conglomerates 0.11%
Consumer Cyclical 3.8%
Consumer/Non-Cyclical 1.35%
Energy 15.48%
Financial 20.8%
Healthcare 16.33%
Services 15.22%
Technology 18.12%
Transportation 2.17%
Utilities 0.79%

164 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DOMINION RES INC VA NEW COM 4 4 New 51
HSBC HLDGS PLC SPON ADR NEW 3 3 New 63
DIAMOND OFFSHORE DRILLING INC COM 3 3 New 65
STARZ COM SER A 2 2 New 67