ROCKEFELLER FINANCIAL SERVICES INC Information

30 ROCKEFELLER PLAZA, NEW YORK, New York, 10112, (212) 649-5600

Report Date: 03/31/2013

Position Statistics:

Total Positions 525
New Positions 21
Increased Positions 203
Decreased Positions 94
Positions with Activity 297
Sold Out Positions 16
Total Mkt Value
(in $ millions)
5,334

Sector Weighting

Basic Materials 4.02%
Capital Goods 1.38%
Conglomerates 0.48%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 2.78%
Energy 15.66%
Financial 20.16%
Healthcare 15.67%
Services 14.75%
Technology 20.56%
Transportation 2.61%
Utilities 1.28%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

203 INCREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PANDORA MEDIA INC COM 15 15 New 1,000
ISHARES TR DJ SEL DIV INX 3 3 New 50
YAHOO INC COM 3 3 New 100

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