ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 09/30/2014

Position Statistics

Total Positions 661
New Positions 26
Increased Positions 133
Decreased Positions 355
Positions with Activity 488
Sold Out Positions 169
Total Mkt Value (in $ millions) 4,574

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 0.68%
Conglomerates 0.07%
Consumer Cyclical 3.96%
Consumer/Non-Cyclical 1.86%
Energy 12.49%
Financial 19.92%
Healthcare 15.08%
Services 20.22%
Technology 19.2%
Transportation 3.2%
Utilities 0.92%

133 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JOHNSON CTLS INC COM 160 5 3.56 3,436
ALKERMES PLC SHS 143 71 100 2,020
FOUNDATION MEDICINE INC COM 134 134 New 2,850
PLUM CREEK TIMBER CO INC COM 133 133 New 3,000
YAHOO INC COM 106 23 27.02 2,205
BB&T CORP COM 97 97 New 2,680
EAGLE BANCORP INC MD COM 94 94 New 2,792
AETNA INC NEW COM 94 94 New 1,000
OMNICOM GROUP INC COM 44 44 New 600
PANDORA MEDIA INC COM 36 18 100 2,052
ROCKET FUEL INC COM 28 14 100 2,068
TRANSOCEAN LTD REG SHS 3 3 New 199
COMMUNITY HEALTH SYS INC NEW COM 2 2 New 31