ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 12/31/2013

Position Statistics

Total Positions 538
New Positions 31
Increased Positions 164
Decreased Positions 163
Positions with Activity 327
Sold Out Positions 28
Total Mkt Value (in $ millions) 4,688

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.05%
Capital Goods 0.86%
Conglomerates 0.11%
Consumer Cyclical 3.86%
Consumer/Non-Cyclical 1.35%
Energy 15.65%
Financial 20.73%
Healthcare 16.34%
Services 15.23%
Technology 17.97%
Transportation 2.14%
Utilities 0.78%

164 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JPMORGAN CHASE & CO COM 106,186 626 .59 1,922,961
MERCK & CO INC NEW COM 99,055 13,908 16.34 1,754,122
ORACLE CORP COM 94,676 3,488 3.83 2,362,166
WELLS FARGO & CO NEW COM 89,982 601 .67 1,839,002
NOVARTIS A G SPONSORED ADR 88,001 4,884 5.88 1,039,341
HONEYWELL INTL INC COM 83,868 41 .05 900,834
CHINA MOBILE LIMITED SPONSORED ADR 77,832 3,128 4.19 1,659,526
UNITEDHEALTH GROUP INC COM 76,223 20,740 37.38 1,005,842
DELPHI AUTOMOTIVE PLC SHS 73,135 404 .56 1,088,316
TORONTO DOMINION BK ONT COM NEW 67,738 27,139 66.85 1,440,928
WAL-MART STORES INC COM 62,769 2,955 4.94 808,258
REINSURANCE GROUP AMER INC COM NEW 60,120 18,667 45.03 771,956
EXPEDIA INC DEL COM NEW 55,745 708 1.29 769,316
ST JUDE MED INC COM 54,568 53,145 3,736.16 873,226
VISA INC COM CL A 54,095 53,180 5,812.14 260,134
COACH INC COM 51,142 1,102 2.20 1,033,590
ROYAL DUTCH SHELL PLC SPONS ADR A 50,685 3,566 7.57 669,549
RIO TINTO PLC SPONSORED ADR 49,502 49,502 New 895,801
YUM BRANDS INC COM 49,417 78 .16 647,333
UNITED CONTL HLDGS INC COM 43,507 43,507 New 999,002