ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 06/30/2014

Position Statistics

Total Positions 664
New Positions 151
Increased Positions 253
Decreased Positions 224
Positions with Activity 477
Sold Out Positions 31
Total Mkt Value (in $ millions) 4,466

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.53%
Capital Goods 0.79%
Conglomerates 0.12%
Consumer Cyclical 3.97%
Consumer/Non-Cyclical 1.16%
Energy 12.85%
Financial 20.51%
Healthcare 15.93%
Services 18.09%
Technology 19.08%
Transportation 3.13%
Utilities 0.82%

253 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JPMORGAN CHASE & CO COM 131,503 16,982 14.83 2,221,707
CHINA MOBILE LIMITED SPONSORED ADR 113,376 2,688 2.43 2,064,381
TORONTO DOMINION BK ONT COM NEW 110,745 32,565 41.65 2,107,021
NOVARTIS A G SPONSORED ADR 96,270 1,857 1.97 1,096,845
SPDR S&P 500 ETF TR TR UNIT 87,223 13,565 18.42 440,965
UNITED CONTL HLDGS INC COM 76,798 18,325 31.34 1,649,805
EBAY INC COM 71,010 71,010 New 1,341,589
WAL-MART STORES INC COM 62,977 1,050 1.70 831,813
EXPRESS SCRIPTS HLDG CO COM 61,356 58,911 2,409.43 931,049
VISA INC COM CL A 60,960 337 .56 284,566
ST JUDE MED INC COM 59,899 59,899 New 897,229
ROYAL DUTCH SHELL PLC SPONS ADR A 59,040 860 1.48 721,580
ISHARES TR MSCI EAFE ETF 47,818 6,392 15.43 703,627
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 46,777 200 .43 1,036,274
CTRIP COM INTL LTD AMERICAN DEP SHS 40,928 463 1.14 613,344
OCEANEERING INTL INC COM 39,669 12,837 47.84 570,860
BP PLC SPONSORED ADR 27,654 304 1.11 546,092
INCYTE CORP COM 24,460 162 .67 518,889
CARNIVAL CORP PAIRED CTF 23,357 503 2.20 639,923
KOREA ELECTRIC PWR SPONSORED ADR 18,553 230 1.26 931,373