ROCKEFELLER FINANCIAL SERVICES INC Information

10 ROCKEFELLER PLAZA, NEW YORK, New York, 10020, (212) 549-5471

Report Date: 06/30/2014

Position Statistics

Total Positions 665
New Positions 151
Increased Positions 253
Decreased Positions 225
Positions with Activity 478
Sold Out Positions 32
Total Mkt Value (in $ millions) 4,506

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.52%
Capital Goods 0.81%
Conglomerates 0.11%
Consumer Cyclical 4.02%
Consumer/Non-Cyclical 1.13%
Energy 12.41%
Financial 20.15%
Healthcare 16.14%
Services 18.71%
Technology 19.16%
Transportation 2.98%
Utilities 0.87%

253 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JPMORGAN CHASE & CO COM 127,881 16,514 14.83 2,221,707
CHINA MOBILE LIMITED SPONSORED ADR 126,361 2,996 2.43 2,064,381
TORONTO DOMINION BK ONT COM NEW 110,239 32,417 41.65 2,107,021
NOVARTIS A G SPONSORED ADR 97,213 1,875 1.97 1,096,845
SPDR S&P 500 ETF TR TR UNIT 87,483 13,606 18.42 440,965
UNITED CONTL HLDGS INC COM 78,663 18,770 31.34 1,649,805
EBAY INC COM 72,110 72,110 New 1,341,589
EXPRESS SCRIPTS HLDG CO COM 69,084 66,331 2,409.43 931,049
WAL-MART STORES INC COM 62,286 1,038 1.70 831,813
VISA INC COM CL A 61,182 338 .56 284,566
ROYAL DUTCH SHELL PLC SPONS ADR A 58,354 850 1.48 721,580
ST JUDE MED INC COM 57,916 57,916 New 897,229
ISHARES TR MSCI EAFE ETF 46,946 6,276 15.43 703,627
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 46,943 201 .43 1,036,274
CTRIP COM INTL LTD AMERICAN DEP SHS 40,499 458 1.14 613,344
OCEANEERING INTL INC COM 39,207 12,687 47.84 570,860
INCYTE CORP COM 27,044 180 .67 518,889
BP PLC SPONSORED ADR 26,376 290 1.11 546,092
CARNIVAL CORP PAIRED CTF 24,189 521 2.20 639,923
KOREA ELECTRIC PWR SPONSORED ADR 20,025 249 1.26 931,373